0001209191-22-008592.txt : 20220210 0001209191-22-008592.hdr.sgml : 20220210 20220210183633 ACCESSION NUMBER: 0001209191-22-008592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211118 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallam Thomas CENTRAL INDEX KEY: 0001850921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 22615870 MAIL ADDRESS: STREET 1: C/O SENECA BIOPHARMA, INC. STREET 2: 20271 GOLDENROD LANE CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE BIO, INC. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 ARMADA DRIVE, SUITE 210 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: (858) 704-4900 MAIL ADDRESS: STREET 1: 5800 ARMADA DRIVE, SUITE 210 CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: Seneca Biopharma, Inc. DATE OF NAME CHANGE: 20200127 FORMER COMPANY: FORMER CONFORMED NAME: Neuralstem, Inc. DATE OF NAME CHANGE: 20060324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-18 0 0001357459 PALISADE BIO, INC. PALI 0001850921 Hallam Thomas C/O PALISADE BIO, INC. 5800 ARMADA DR., SUITE 210 CARLSBAD CA 92008 1 1 0 0 Chief Executive Officer Stock Option (right to buy) 2.32 2021-11-18 4 A 0 267868 0.00 A 2031-11-17 Common Stock 267868 267868 D 1/12th of the shares underlying the Stock Option shall vest and become exercisable on each three-month anniversary of the vesting commencement date and if there is no corresponding day, the last day of the month. /s/ JD Finley, Attorney-in-Fact for Thomas Hallam 2022-02-10