0001209191-22-008592.txt : 20220210
0001209191-22-008592.hdr.sgml : 20220210
20220210183633
ACCESSION NUMBER: 0001209191-22-008592
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211118
FILED AS OF DATE: 20220210
DATE AS OF CHANGE: 20220210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hallam Thomas
CENTRAL INDEX KEY: 0001850921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 22615870
MAIL ADDRESS:
STREET 1: C/O SENECA BIOPHARMA, INC.
STREET 2: 20271 GOLDENROD LANE
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALISADE BIO, INC.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5800 ARMADA DRIVE, SUITE 210
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: (858) 704-4900
MAIL ADDRESS:
STREET 1: 5800 ARMADA DRIVE, SUITE 210
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: Seneca Biopharma, Inc.
DATE OF NAME CHANGE: 20200127
FORMER COMPANY:
FORMER CONFORMED NAME: Neuralstem, Inc.
DATE OF NAME CHANGE: 20060324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-18
0
0001357459
PALISADE BIO, INC.
PALI
0001850921
Hallam Thomas
C/O PALISADE BIO, INC.
5800 ARMADA DR., SUITE 210
CARLSBAD
CA
92008
1
1
0
0
Chief Executive Officer
Stock Option (right to buy)
2.32
2021-11-18
4
A
0
267868
0.00
A
2031-11-17
Common Stock
267868
267868
D
1/12th of the shares underlying the Stock Option shall vest and become exercisable on each three-month anniversary of the vesting commencement date and if there is no corresponding day, the last day of the month.
/s/ JD Finley, Attorney-in-Fact for Thomas Hallam
2022-02-10