0001209191-22-008581.txt : 20220210
0001209191-22-008581.hdr.sgml : 20220210
20220210182321
ACCESSION NUMBER: 0001209191-22-008581
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211118
FILED AS OF DATE: 20220210
DATE AS OF CHANGE: 20220210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Donald Allen
CENTRAL INDEX KEY: 0001620013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 22615796
MAIL ADDRESS:
STREET 1: C/O PRYOR CASHMAN LLP
STREET 2: 7 TIMES SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALISADE BIO, INC.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5800 ARMADA DRIVE, SUITE 210
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: (858) 704-4900
MAIL ADDRESS:
STREET 1: 5800 ARMADA DRIVE, SUITE 210
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: Seneca Biopharma, Inc.
DATE OF NAME CHANGE: 20200127
FORMER COMPANY:
FORMER CONFORMED NAME: Neuralstem, Inc.
DATE OF NAME CHANGE: 20060324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-18
0
0001357459
PALISADE BIO, INC.
PALI
0001620013
Williams Donald Allen
C/O PALISADE BIO, INC.
5800 ARMADA DR., SUITE 210
CARLSBAD
CA
92008
1
0
0
0
Stock Option (right to buy)
2.32
2021-11-18
4
A
0
48340
0.00
A
2032-11-17
Common Stock
48340
48340
D
25% of the shares of Common Stock subject to the Option shall vest on each quarterly anniversary of the grant date over a one-year period.
/s/ JD Finley, Attorney-in-Fact for Don Williams
2022-02-09