0001209191-21-053803.txt : 20210830
0001209191-21-053803.hdr.sgml : 20210830
20210830140144
ACCESSION NUMBER: 0001209191-21-053803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210827
FILED AS OF DATE: 20210830
DATE AS OF CHANGE: 20210830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Finley John David
CENTRAL INDEX KEY: 0001851034
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 211222585
MAIL ADDRESS:
STREET 1: C/O SENECA BIOPHARMA, INC.
STREET 2: 20271 GOLDENROD LANE
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALISADE BIO, INC.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20271 GOLDENROD LANE
STREET 2: STE 2024
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-366-4841
MAIL ADDRESS:
STREET 1: 20271 GOLDENROD LANE
STREET 2: STE 2024
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: Seneca Biopharma, Inc.
DATE OF NAME CHANGE: 20200127
FORMER COMPANY:
FORMER CONFORMED NAME: Neuralstem, Inc.
DATE OF NAME CHANGE: 20060324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-27
0
0001357459
PALISADE BIO, INC.
PALI
0001851034
Finley John David
C/O PALISADE BIO, INC.
5800 ARMADA DR., SUITE 210
CARLSBAD
CA
92008
0
1
0
0
Chief Financial Officer
Common Stock
2021-08-27
4
P
0
1600
2.63
A
3996
D
Common Stock
2021-08-27
4
P
0
8400
2.65
A
12396
D
Common Stock
26322
I
By FCW Investments LLC
The Reporting Person is the managing member of FCW Investments LLC and has sole investment and voting power over the securities held by this entity.
/s/ JD Finley
2021-08-30