POS EX 1 d386568dposex.htm POS EX POS EX

As filed with the Securities and Exchange Commission on August 11, 2022.

Registration No. 333-265769

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Palisade Bio, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   2834   52-2007292
(State or Other Jurisdiction of
Incorporation or Organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification Number)

Palisade Bio, Inc.

7750 El Camino Real, Suite 5200

Carlsbad, CA 92009

(858) 704-4900

(Address, including zip code, and telephone number, including area code of registrant’s principal executive offices)

 

 

Thomas Hallam, Ph.D., Chief Executive Officer

Palisade Bio, Inc.

7750 El Camino Real, Suite 5200

Carlsbad, CA 92009

(858) 704-4900

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Karen Deschaine, Esq.   Michael F. Nertney
Cooley LLP   Ellenoff Grossman & Schole LLP
4401 Eastgate Mall   1345 Avenue of the Americas, 11th Floor
San Diego, California 92121   New York, New York 10105
(858) 550-6000   (212) 370-1300

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ (File No. 333-265769)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

This registration statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) of the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE

This Post-Effective Amendment No. 1 (this “Amendment”) relates to the Registrant’s Registration Statement on Form S-1 (File No. 333-265769), as amended, declared effective on August 11, 2022 by the Securities and Exchange Commission. The Registrant is filing this Amendment for the sole purpose of replacing Exhibit 5.1 to the Registration Statement. This Amendment does not modify any provision of Part I or Part II of the Registration Statement other than Item 16(a) of Part II as set forth below.



SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Carlsbad, State of California on August 11, 2022.

 

Palisade Bio, Inc.
By:  

/s/ Thomas M. Hallam, Ph.D.

 

 

  Thomas M. Hallam, Ph.D.

 

  Chief Executive Officer

POWER OF ATTORNEY

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on the dates indicated.

 

Signature

  

Title

  

Date

/s/ Thomas M. Hallam, Ph.D.    Chief Executive Officer and Director    August 11, 2022
Thomas M. Hallam, Ph.D.    (Principal Executive Officer)   

 

/s/ J. D. Finley    Chief Financial Officer    August 11, 2022
J.D. Finley    (Principal Financial Officer and Principal Accounting Officer)   

 

*    Chairman of the Board of Directors    August 11, 2022
James R. Neal   

 

  

 

*    Director    August 11, 2022
Cristina Csimma, Pharm.D.   

 

  

 

*    Director    August 11, 2022
Stephanie Diaz   

 

  

 

*    Director    August 11, 2022
Mary Ann Gray, Ph.D   

 

  

 

*    Director    August 11, 2022
Robert J. Trenschel, D.O.   

 

  

 

*    Director    August 11, 2022
Binxian Wei   

 

  

 

*    Director    August 11, 2022
Donald A. Williams   

 

  

 

 

*By:  

/s/ J.D. Finley

  J.D. Finley
  Attorney-in-Fact