0001144204-16-083925.txt : 20160223 0001144204-16-083925.hdr.sgml : 20160223 20160223191848 ACCESSION NUMBER: 0001144204-16-083925 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160215 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3013664841 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daly Richard J CENTRAL INDEX KEY: 0001635393 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 161450114 MAIL ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 1500 CITY: CORAL GABLES STATE: FL ZIP: 33134 3 1 v432496_3.xml OWNERSHIP DOCUMENT X0206 3 2016-02-15 0 0001357459 Neuralstem, Inc. CUR 0001635393 Daly Richard J 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD 20876 1 1 0 0 CEO, President Common Stock Purchase Option 0.69 2016-02-15 2026-02-15 Common Stock 2750000 D Represents inducement stock option grant pursuant to reporting person's employment agreement with Issuer. The stock option grant was issued pursuant to the Issuer's Inducement Award Stock Option Plan. The options vest as follows: (i) 687,500 shares on the six (6) month anniversary of the grant date, (ii) 687,500 shares on the twelve (12) month anniversary of the grant date and (iii) 1,375,000 shares over the subsequent three (3) year period on a quarterly basis. Power of attorney attached hereto as Exhibit 24. /s/ Raul Silvestre, Attorney-in-Fact for Richard Daly 2016-02-23 EX-24 2 v432496_ex24.htm EXHIBIT 24

 

Exhibit 24

 

LIMITED POWER OF ATTORNEY

 

The undersigned does hereby make, constitute and appoint Silvestre Law Group, P.C. and Margaret McElroy (the "Attorneys") as the attorneys-in-fact and agent of the undersigned with full power and authority to execute and deliver on behalf of the undersigned any and all documents required to be filed with the Securities and Exchange Commission pursuant to Section 13(d) or Section 16(a) of the Securities Exchange Act of 1934, as amended, in relation to the beneficial ownership of securities in Neuralstem, Inc. including, without limitation: (a) any Schedule 13D, and any amendments thereto, (b) any joint filing agreements pursuant to Rule 13d-1(k) and (c) any form required to be filed under Section 16 of the Exchange Act.

 

The undersigned shall indemnify the Attorneys and keep Attorneys indemnified against any and all costs, claims and liabilities which Attorneys may incur as a result of anything done by Attorneys in reliance on any information or instruction provided by the undersigned in the exercise of any of the powers conferred, or purported to be conferred, on him by this Limited Power of Attorney.

 

This Limited Power of Attorney shall be effective on the date hereof and shall remain in effect until terminated by the undersigned in a signed writing delivered to Attorneys.

 

This Limited Power of Attorney is governed by, and shall be construed in accordance with, the laws of the State of California, without giving effect to any choice or conflict of law provision or rule that would cause the application of the laws of any other jurisdiction.

 

 

IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney as of February 23, 2016.

 

/s/ Richard Daly           

Richard Daly