0001144204-16-077563.txt : 20160128 0001144204-16-077563.hdr.sgml : 20160128 20160128160035 ACCESSION NUMBER: 0001144204-16-077563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160127 FILED AS OF DATE: 20160128 DATE AS OF CHANGE: 20160128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3013664841 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARR RICHARD CENTRAL INDEX KEY: 0001386043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 161368873 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY STREET 2: STE 240 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 v429907_4.xml OWNERSHIP DOCUMENT X0306 4 2016-01-27 0 0001357459 Neuralstem, Inc. CUR 0001386043 GARR RICHARD 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD 20876 1 1 0 0 CEO Common Stock 2016-01-27 4 M 0 19802 0 A 1456269 D Common Stock 2016-01-27 4 F 0 6465 0.67 D 1449804 D Restricted Stock Unit 2016-01-27 4 M 0 19802 0 D 2016-01-27 Common Stock 19802 0 D Represents the conversion of restricted stock units into Common Stock. On January 27, 2016, the reporting person was granted 19,802 shares of Common Stock, of which 6,465 shares were forfeited for tax withholding purposes. Each restricted stock unit represents a right to receive one share of Neuralstem's common stock. /s/ Raul Silvestre, Attorney-in-Fact for Richard Garr 2016-01-28