0001144204-16-077563.txt : 20160128
0001144204-16-077563.hdr.sgml : 20160128
20160128160035
ACCESSION NUMBER: 0001144204-16-077563
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160127
FILED AS OF DATE: 20160128
DATE AS OF CHANGE: 20160128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuralstem, Inc.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 3013664841
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARR RICHARD
CENTRAL INDEX KEY: 0001386043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 161368873
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
STREET 2: STE 240
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
v429907_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-01-27
0
0001357459
Neuralstem, Inc.
CUR
0001386043
GARR RICHARD
20271 GOLDENROD LANE, 2ND FLOOR
GERMANTOWN
MD
20876
1
1
0
0
CEO
Common Stock
2016-01-27
4
M
0
19802
0
A
1456269
D
Common Stock
2016-01-27
4
F
0
6465
0.67
D
1449804
D
Restricted Stock Unit
2016-01-27
4
M
0
19802
0
D
2016-01-27
Common Stock
19802
0
D
Represents the conversion of restricted stock units into Common Stock. On January 27, 2016, the reporting person was granted 19,802 shares of Common Stock, of which 6,465 shares were forfeited for tax withholding purposes.
Each restricted stock unit represents a right to receive one share of Neuralstem's common stock.
/s/ Raul Silvestre, Attorney-in-Fact for Richard Garr
2016-01-28