0001144204-15-067236.txt : 20151120 0001144204-15-067236.hdr.sgml : 20151120 20151120161144 ACCESSION NUMBER: 0001144204-15-067236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151119 FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3013664841 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHE KARL CENTRAL INDEX KEY: 0001386042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 151246824 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY STREET 2: STE 240 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 v425272_4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-19 0 0001357459 Neuralstem, Inc. CUR 0001386042 JOHE KARL 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD 20876 1 1 0 0 Chief Scientific Officer Common Stock 2015-11-19 4 M 0 143247 0 A 969551 D Common Stock 2015-11-19 4 F 0 39178 1.14 D 930373 D Restricted Stock Unit 2015-11-19 4 M 0 143247 0 D 2015-11-15 Common Stock 143247 0 D Represents the conversion of restricted stock units into Common Stock. On November 19, 2015, the reporting person was granted 143,247 shares of Common Stock, of which 39,178 shares were forfeited for tax withholding purposes. 23,874 Shares of Common Stock issued upon conversion of the restricted stock units are being held as collateral for the payment of Reporting Person's divorce settlement. Each restricted stock unit represents a right to receive one share of Neuralstem's Common Stock. /s/ Raul Silvestre, Attorney-in-Fact for Karl Johe 2015-11-20