0001144204-15-067236.txt : 20151120
0001144204-15-067236.hdr.sgml : 20151120
20151120161144
ACCESSION NUMBER: 0001144204-15-067236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151119
FILED AS OF DATE: 20151120
DATE AS OF CHANGE: 20151120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuralstem, Inc.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 3013664841
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHE KARL
CENTRAL INDEX KEY: 0001386042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 151246824
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
STREET 2: STE 240
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
v425272_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-19
0
0001357459
Neuralstem, Inc.
CUR
0001386042
JOHE KARL
20271 GOLDENROD LANE, 2ND FLOOR
GERMANTOWN
MD
20876
1
1
0
0
Chief Scientific Officer
Common Stock
2015-11-19
4
M
0
143247
0
A
969551
D
Common Stock
2015-11-19
4
F
0
39178
1.14
D
930373
D
Restricted Stock Unit
2015-11-19
4
M
0
143247
0
D
2015-11-15
Common Stock
143247
0
D
Represents the conversion of restricted stock units into Common Stock. On November 19, 2015, the reporting person was granted 143,247 shares of Common Stock, of which 39,178 shares were forfeited for tax withholding purposes.
23,874 Shares of Common Stock issued upon conversion of the restricted stock units are being held as collateral for the payment of Reporting Person's divorce settlement.
Each restricted stock unit represents a right to receive one share of Neuralstem's Common Stock.
/s/ Raul Silvestre, Attorney-in-Fact for Karl Johe
2015-11-20