0001144204-15-063935.txt : 20151110
0001144204-15-063935.hdr.sgml : 20151110
20151109201742
ACCESSION NUMBER: 0001144204-15-063935
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151109
FILED AS OF DATE: 20151109
DATE AS OF CHANGE: 20151109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuralstem, Inc.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 3013664841
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHE KARL
CENTRAL INDEX KEY: 0001386042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 151217188
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
STREET 2: STE 240
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
v424206_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-09
0
0001357459
Neuralstem, Inc.
CUR
0001386042
JOHE KARL
20271 GOLDENROD LANE, 2ND FLOOR
GERMANTOWN
MD
20876
1
1
0
0
Chief Scientific Officer
Common Stock
2015-11-09
4
S
0
25000
1.1800
D
851304
D
The transaction reported was effected pursuant to a 10b-5 trading plan. The sales are being made in connection with Reporting Person's divorce settlement.
This transaction was executed in multiple trades at prices ranging from $1.13 to $1.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Raul Silvestre, Attorney-in-Fact for Karl Johe
2015-11-09