0001144204-15-063935.txt : 20151110 0001144204-15-063935.hdr.sgml : 20151110 20151109201742 ACCESSION NUMBER: 0001144204-15-063935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3013664841 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHE KARL CENTRAL INDEX KEY: 0001386042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 151217188 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY STREET 2: STE 240 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 v424206_4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-09 0 0001357459 Neuralstem, Inc. CUR 0001386042 JOHE KARL 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD 20876 1 1 0 0 Chief Scientific Officer Common Stock 2015-11-09 4 S 0 25000 1.1800 D 851304 D The transaction reported was effected pursuant to a 10b-5 trading plan. The sales are being made in connection with Reporting Person's divorce settlement. This transaction was executed in multiple trades at prices ranging from $1.13 to $1.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Raul Silvestre, Attorney-in-Fact for Karl Johe 2015-11-09