0001144204-15-044350.txt : 20150727 0001144204-15-044350.hdr.sgml : 20150727 20150727160918 ACCESSION NUMBER: 0001144204-15-044350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150724 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3013664841 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARR RICHARD CENTRAL INDEX KEY: 0001386043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 151007218 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY STREET 2: STE 240 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 v416246_4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-24 0 0001357459 Neuralstem, Inc. CUR 0001386043 GARR RICHARD 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD 20876 1 1 0 0 CEO Common Stock 2015-07-24 4 M 0 800000 0.50 A 1883337 D Common Stock 2015-07-24 4 F 0 380263 1.93 D 1503074 D Common Stock purchase option 0.50 2015-07-24 4 M 0 800000 0 D 2005-07-28 2015-07-27 Common Stock 800000 0 D Represents 173,009 shares forfeited for tax witholding purposes and 207,254 shares withheld by the Issuer at the market price of $1.93 per share less an exercise price of $0.50 per share to fund the cashless exercise of 800,000 options. The total number of shares issued to Reporting Person pursuant to the cashless exercise of the options is 419,737. Represents option issued on July 28, 2005. The option was exercised on a cashless basis on 7/24/2015. /s/ Raul Silvestre, Attorney-in-Fact for Richard Garr 2015-07-27