0001144204-15-044350.txt : 20150727
0001144204-15-044350.hdr.sgml : 20150727
20150727160918
ACCESSION NUMBER: 0001144204-15-044350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150724
FILED AS OF DATE: 20150727
DATE AS OF CHANGE: 20150727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuralstem, Inc.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 3013664841
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARR RICHARD
CENTRAL INDEX KEY: 0001386043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 151007218
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
STREET 2: STE 240
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
v416246_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-07-24
0
0001357459
Neuralstem, Inc.
CUR
0001386043
GARR RICHARD
20271 GOLDENROD LANE, 2ND FLOOR
GERMANTOWN
MD
20876
1
1
0
0
CEO
Common Stock
2015-07-24
4
M
0
800000
0.50
A
1883337
D
Common Stock
2015-07-24
4
F
0
380263
1.93
D
1503074
D
Common Stock purchase option
0.50
2015-07-24
4
M
0
800000
0
D
2005-07-28
2015-07-27
Common Stock
800000
0
D
Represents 173,009 shares forfeited for tax witholding purposes and 207,254 shares withheld by the Issuer at the market price of $1.93 per share less an exercise price of $0.50 per share to fund the cashless exercise of 800,000 options. The total number of shares issued to Reporting Person pursuant to the cashless exercise of the options is 419,737.
Represents option issued on July 28, 2005. The option was exercised on a cashless basis on 7/24/2015.
/s/ Raul Silvestre, Attorney-in-Fact for Richard Garr
2015-07-27