The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADECOAGRO S A | COM | L00849106 | 988 | 95,219 | SH | DFND | 0 | 95,219 | 0 | ||
| AIR LEASE CORP | CL A | 00912X302 | 3,090 | 90,020 | SH | DFND | 1 | 0 | 90,020 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 20,506 | 233,530 | SH | DFND | 2,3 | 0 | 233,530 | 0 | |
| ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 1,871 | 178,064 | SH | DFND | 1 | 0 | 178,064 | 0 | |
| AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | 11,208 | 1,162,659 | SH | DFND | 0 | 1,162,659 | 0 | ||
| BANC OF CALIFORNIA INC | COM | 05990K106 | 2,691 | 155,094 | SH | DFND | 4 | 0 | 155,094 | 0 | |
| BANKFINANCIAL CORP | COM | 06643P104 | 1,451 | 97,895 | SH | DFND | 0 | 97,895 | 0 | ||
| BASIC ENERGY SVCS INC NEW | COM NEW | 06985P209 | 2,754 | 77,894 | SH | DFND | 0 | 77,894 | 0 | ||
| BROOKDALE SR LIVING INC | COM | 112463104 | 1,532 | 123,378 | SH | DFND | 0 | 123,378 | 0 | ||
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 677 | 61,708 | SH | DFND | 4 | 0 | 61,708 | 0 | |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 2,643 | 9,180 | SH | DFND | 0 | 9,180 | 0 | ||
| CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 568 | 112,455 | SH | DFND | 0 | 112,455 | 0 | ||
| COMCAST CORP NEW | CL A | 20030N101 | 3,437 | 49,780 | SH | DFND | 0 | 49,780 | 0 | ||
| CONTANGO OIL & GAS COMPANY | COM NEW | 21075N204 | 3,140 | 336,225 | SH | DFND | 0 | 336,225 | 0 | ||
| CREDICORP LTD | COM | G2519Y108 | 2,289 | 14,500 | SH | DFND | 0 | 14,500 | 0 | ||
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 21,616 | 393,229 | SH | DFND | 2 | 0 | 393,229 | 0 | |
| DOLLAR TREE INC | COM | 256746108 | 1,703 | 22,065 | SH | DFND | 0 | 22,065 | 0 | ||
| ENERNOC INC | DBCV 2.250% 8/1 | 292764AB3 | 984 | 1,245 | SH | DFND | 0 | 1,245 | 0 | ||
| ENOVA INTL INC | COM | 29357K103 | 176 | 14,000 | SH | DFND | 0 | 14,000 | 0 | ||
| FIRST NBC BK HLDG CO | COM | 32115D106 | 413 | 56,600 | SH | DFND | 0 | 56,600 | 0 | ||
| GATX CORP | COM | 361448103 | 3,011 | 48,900 | SH | Put | DFND | 0 | 48,900 | 0 | |
| GEO GROUP INC NEW | COM | 36162J106 | 619 | 17,228 | SH | DFND | 0 | 17,228 | 0 | ||
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,945 | 84,800 | SH | DFND | 0 | 84,800 | 0 | ||
| GRANITE REAL ESTATE INVT TR | UNIT 99/99/9999 | 387437114 | 5,335 | 159,604 | SH | DFND | 0 | 159,604 | 0 | ||
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 2,578 | 206,581 | SH | DFND | 4 | 0 | 206,581 | 0 | |
| INTRICON CORP | COM | 46121H109 | 819 | 118,627 | SH | DFND | 0 | 118,627 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,749 | 27,800 | SH | Put | DFND | 0 | 27,800 | 0 | |
| LAM RESEARCH CORP | COM | 512807108 | 3,460 | 32,722 | SH | DFND | 1 | 0 | 32,722 | 0 | |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 10,088 | 239,630 | SH | DFND | 0 | 239,630 | 0 | ||
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 239 | 15,000 | SH | DFND | 0 | 15,000 | 0 | ||
| NMI HLDGS INC | CL A | 629209305 | 1,140 | 107,043 | SH | DFND | 4 | 0 | 107,043 | 0 | |
| NORTHERN OIL & GAS INC NEV | COM | 665531109 | 108 | 39,200 | SH | DFND | 0 | 39,200 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 62,380 | 636,462 | SH | DFND | 2,5 | 0 | 636,462 | 0 | |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 1,037 | 29,780 | SH | DFND | 0 | 29,780 | 0 | ||
| PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AB3 | 1,994 | 1,945 | SH | DFND | 0 | 1,945 | 0 | ||
| PDVWIRELESS INC | COM | 69290R104 | 2,020 | 89,587 | SH | DFND | 0 | 89,587 | 0 | ||
| PHH CORP | COM NEW | 693320202 | 2,796 | 184,411 | SH | DFND | 0 | 184,411 | 0 | ||
| PINNACLE ENTMT INC NEW | COM | 72348Y105 | 2,036 | 140,410 | SH | DFND | 0 | 140,410 | 0 | ||
| POTASH CORP SASK INC | COM | 73755L107 | 2,164 | 119,600 | SH | DFND | 0 | 119,600 | 0 | ||
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | 2,280 | 47,840 | SH | DFND | 0 | 47,840 | 0 | ||
| SABRE CORP | COM | 78573M104 | 1,946 | 77,991 | SH | DFND | 4 | 0 | 77,991 | 0 | |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 100 | 262,900 | SH | DFND | 0 | 262,900 | 0 | ||
| SHERWIN WILLIAMS CO | COM | 824348106 | 3,758 | 13,984 | SH | DFND | 4 | 0 | 13,984 | 0 | |
| SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 1,549 | 25,839 | SH | DFND | 4 | 0 | 25,839 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,028 | 4,600 | SH | DFND | 0 | 4,600 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 45,958 | 205,600 | SH | Put | DFND | 2 | 0 | 205,600 | 0 |
| SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,885 | 33,920 | SH | DFND | 0 | 33,920 | 0 | ||
| T MOBILE US INC | COM | 872590104 | 1,502 | 26,115 | SH | DFND | 0 | 26,115 | 0 | ||
| TAL ED GROUP | ADS REPSTG COM | 874080104 | 18,887 | 269,235 | SH | DFND | 3,6 | 0 | 269,235 | 0 | |
| TERRAFORM PWR INC | CL A COM | 88104R100 | 1,486 | 116,010 | SH | DFND | 0 | 116,010 | 0 | ||
| TIME WARNER INC | COM NEW | 887317303 | 51,025 | 528,589 | SH | DFND | 2 | 0 | 528,589 | 0 | |
| UNIVAR INC | COM | 91336L107 | 1,378 | 48,585 | SH | DFND | 0 | 48,585 | 0 | ||
| VIMPELCOM LTD | SPONSORED ADR | 92719A106 | 3,411 | 886,000 | SH | DFND | 0 | 886,000 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 4,918 | 63,038 | SH | DFND | 0 | 63,038 | 0 | ||
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,130 | 95,260 | SH | DFND | 0 | 95,260 | 0 | ||