0001172661-14-001726.txt : 20141113 0001172661-14-001726.hdr.sgml : 20141113 20141113075109 ACCESSION NUMBER: 0001172661-14-001726 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0001357372 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12309 FILM NUMBER: 141216318 BUSINESS ADDRESS: STREET 1: 19540 JAMBOREE ROAD STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-261-4900 MAIL ADDRESS: STREET 1: 19540 JAMBOREE ROAD STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001357372 XXXXXXXX 09-30-2014 09-30-2014 false PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC

19540 Jamboree Road Suite 400 Irvine CA 92612

13F COMBINATION REPORT 028-12309 0001358253 028-11896 TIG Advisors, LLC 0001426266 028-12689 RK Capital Management, LLC 0001349397 028-11675 Amber Capital LP 0001041241 028-06728 FSI GROUP, LLC 0001510940 028-14060 ACK Asset Management LLC 0001361570 028-11884 PICTET ASSET MANAGEMENT SA 0001582271 028-15926 Roystone Capital Management LP 0001374701 028-12773 MENTA CAPITAL LLC N Susan Hallgren 949-261-4900 /s/ Susan Hallgren Irvine CA 11-13-2014 5 200 885240 1 0001358253 028-11896 TIG Advisors, LLC 2 0001582271 028-15926 Roystone Capital Management LP 3 0001374701 028-12773 MENTA CAPITAL LLC 4 0001510940 028-14060 ACK Asset Management LLC 5 0001426266 028-12689 RK Capital Management, LLC INFORMATION TABLE 2 infotable.xml 21VIANET GROUP INC SPONSORED ADR 90138A103 2341 130050 SH DFND 0 130050 0 ABBOTT LABS COM 002824100 815 19593 SH DFND 0 19593 0 ABBVIE INC COM 00287Y109 4424 76598 SH DFND 0 76598 0 ABENGOA YIELD PLC ORD SHS G00349103 4688 131773 SH DFND 0 131773 0 ACTAVIS PLC SHS G0083B108 29697 123079 SH DFND 1 0 123079 0 AFFYMETRIX INC COM 00826T108 165 20668 SH DFND 0 20668 0 AGILENT TECHNOLOGIES INC COM 00846U101 3665 64317 SH DFND 0 64317 0 AIR METHODS CORP COM PAR $.06 009128307 204 3670 SH DFND 0 3670 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2888 32500 SH DFND 0 32500 0 ALLERGAN INC COM 018490102 47823 268380 SH DFND 1,2 0 268380 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 274 20448 SH DFND 0 20448 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 3505 241357 SH DFND 0 241357 0 AMERICAN INTL GROUP INC COM NEW 026874784 7184 132993 SH DFND 0 132993 0 AMERISOURCEBERGEN CORP COM 03073E105 1212 15685 SH DFND 3 0 15685 0 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 863 74048 SH DFND 0 74048 0 AMPIO PHARMACEUTICALS INC COM 03209T109 140 39629 SH DFND 0 39629 0 ANADARKO PETE CORP COM 032511107 7892 77800 SH Call DFND 0 77800 0 APPLE INC COM 037833100 4524 44900 SH DFND 0 44900 0 ARIAD PHARMACEUTICALS INC COM 04033A100 1578 292300 SH Call DFND 0 292300 0 ASHLAND INC NEW COM 044209104 6638 63761 SH DFND 0 63761 0 AUSPEX PHARMACEUTICALS INC COM 05211J102 881 34316 SH DFND 0 34316 0 AUTOLIV INC COM 052800109 10277 111808 SH DFND 0 111808 0 AVX CORP NEW COM 002444107 581 43745 SH DFND 0 43745 0 BAIDU INC SPON ADR REP A 056752108 4692 21500 SH DFND 0 21500 0 BAKER HUGHES INC COM 057224107 1752 26927 SH DFND 0 26927 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1643 28959 SH DFND 0 28959 0 BARD C R INC COM 067383109 4186 29332 SH DFND 3 0 29332 0 BAXTER INTL INC COM 071813109 781 10881 SH DFND 0 10881 0 BECTON DICKINSON & CO COM 075887109 1799 15809 SH DFND 3 0 15809 0 BIOGEN IDEC INC COM 09062X103 2969 8974 SH DFND 0 8974 0 BOSTON SCIENTIFIC CORP COM 101137107 724 61288 SH DFND 0 61288 0 BROOKDALE SR LIVING INC COM 112463104 7310 226889 SH DFND 4 0 226889 0 BRUKER CORP COM 116794108 202 10935 SH DFND 0 10935 0 C D I CORP COM 125071100 598 41179 SH DFND 3 0 41179 0 CABOT CORP COM 127055101 2517 49580 SH DFND 3 0 49580 0 CALIX INC COM 13100M509 3775 394494 SH DFND 0 394494 0 CARDINAL HEALTH INC COM 14149Y108 1428 19057 SH DFND 3 0 19057 0 CAREFUSION CORP COM 14170T101 798 17627 SH DFND 0 17627 0 CELGENE CORP COM 151020104 1351 14253 SH DFND 0 14253 0 CHARLES RIV LABS INTL INC COM 159864107 749 12546 SH DFND 0 12546 0 CHICOS FAS INC COM 168615102 5751 389377 SH DFND 3 0 389377 0 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 81 19803 SH DFND 0 19803 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 4034 156533 SH DFND 0 156533 0 CIGNA CORPORATION COM 125509109 12797 141106 SH DFND 2 0 141106 0 CITIGROUP INC COM NEW 172967424 6110 117899 SH DFND 3 0 117899 0 CIVITAS SOLUTIONS INC COM 17887R102 331 21195 SH DFND 0 21195 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 627 93079 SH DFND 0 93079 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 14965 273142 SH DFND 2 0 273142 0 COOPER TIRE & RUBR CO COM 216831107 21183 738100 SH Put DFND 0 738100 0 COOPER TIRE & RUBR CO COM 216831107 18313 638100 SH Call DFND 0 638100 0 COOPER TIRE & RUBR CO COM 216831107 4563 158991 SH DFND 0 158991 0 COVIDIEN PLC SHS G2554F113 31531 364479 SH DFND 1 0 364479 0 CREDICORP LTD COM G2519Y108 3221 21000 SH DFND 0 21000 0 CROWN MEDIA HLDGS INC CL A 228411104 2448 764963 SH DFND 0 764963 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 2339 41208 SH DFND 0 41208 0 CVS HEALTH CORP COM 126650100 1624 20409 SH DFND 0 20409 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 2140 29263 SH DFND 0 29263 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 963 50332 SH DFND 3 0 50332 0 DEPOMED INC COM 249908104 741 48767 SH DFND 0 48767 0 DIGIRAD CORP COM 253827109 202 51461 SH DFND 0 51461 0 DIGITAL RIV INC COM 25388B104 1667 114817 SH DFND 3 0 114817 0 DINEEQUITY INC COM 254423106 2514 30813 SH DFND 3 0 30813 0 DISCOVER FINL SVCS COM 254709108 9102 141363 SH DFND 3 0 141363 0 DOLBY LABORATORIES INC COM 25659T107 2817 67417 SH DFND 3 0 67417 0 DTS INC COM 23335C101 1074 42539 SH DFND 3 0 42539 0 EMULEX CORP COM NEW 292475209 306 62028 SH DFND 3 0 62028 0 ENDOCYTE INC COM 29269A102 61 10048 SH DFND 0 10048 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 13511 389577 SH DFND 2 0 389577 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 704 9961 SH DFND 0 9961 0 EXTREME NETWORKS INC COM 30226D106 7112 1484719 SH DFND 0 1484719 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 1829 117745 SH DFND 3 0 117745 0 GLOBALSTAR INC COM 378973408 1065 291119 SH DFND 3 0 291119 0 GLOBALSTAR INC COM 378973408 666 182000 SH Put DFND 0 182000 0 GLOBUS MED INC CL A 379577208 649 32988 SH DFND 3 0 32988 0 GRACE W R & CO DEL NEW COM 38388F108 1444 15880 SH DFND 0 15880 0 GRAPHIC PACKAGING HLDG CO COM 388689101 1838 147900 SH DFND 0 147900 0 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 3820 281900 SH DFND 0 281900 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 3334 98400 SH DFND 0 98400 0 HALLIBURTON CO COM 406216101 6358 98551 SH DFND 0 98551 0 HANGER INC COM NEW 41043F208 883 43039 SH DFND 0 43039 0 HCA HOLDINGS INC COM 40412C101 11444 162286 SH DFND 2,3 0 162286 0 HD SUPPLY HLDGS INC COM 40416M105 1182 43376 SH DFND 3 0 43376 0 HEALTH NET INC COM 42222G108 538 11671 SH DFND 0 11671 0 HEALTHSOUTH CORP COM NEW 421924309 7143 193577 SH DFND 0 193577 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 298 13232 SH DFND 0 13232 0 HOLOGIC INC COM 436440101 2700 110963 SH DFND 0 110963 0 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 1272 43860 SH DFND 0 43860 0 HUMANA INC COM 444859102 836 6418 SH DFND 0 6418 0 ICON PLC SHS G4705A100 716 12512 SH DFND 0 12512 0 ILLUMINA INC COM 452327109 616 3759 SH DFND 0 3759 0 INPHI CORP COM 45772F107 203 14104 SH DFND 0 14104 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 3443 215862 SH DFND 3 0 215862 0 INTEL CORP COM 458140100 3144 90300 SH DFND 0 90300 0 INTERNATIONAL RECTIFIER CORP COM 460254105 14452 368300 SH Call DFND 0 368300 0 INTERSIL CORP CL A 46069S109 2418 170176 SH DFND 0 170176 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2387 5168 SH DFND 3 0 5168 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 423 26927 SH DFND 0 26927 0 IRON MTN INC COM 462846106 3691 113054 SH DFND 0 113054 0 ISHARES SILVER TRUST ISHARES 46428Q109 3597 220000 SH Call DFND 0 220000 0 ISHARES TR MSCI EMG MKT ETF 464287234 9143 220000 SH Put DFND 0 220000 0 ISHARES TR 20+ YR TR BD ETF 464287432 12790 110000 SH Put DFND 0 110000 0 ISHARES TR RUSSELL 2000 ETF 464287655 7655 70000 SH Put DFND 0 70000 0 JOHNSON & JOHNSON COM 478160104 2307 21645 SH DFND 0 21645 0 KORN FERRY INTL COM NEW 500643200 5184 208187 SH DFND 0 208187 0 KULICKE & SOFFA INDS INC COM 501242101 790 55511 SH DFND 0 55511 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2561 25167 SH DFND 0 25167 0 LADDER CAP CORP CL A 505743104 5174 273748 SH DFND 0 273748 0 LATTICE SEMICONDUCTOR CORP COM 518415104 230 30621 SH DFND 3 0 30621 0 LDR HLDG CORP COM 50185U105 598 19200 SH DFND 3 0 19200 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1821 42800 SH DFND 0 42800 0 LIFE TIME FITNESS INC COM 53217R207 2878 57051 SH DFND 0 57051 0 LIQUIDITY SERVICES INC COM 53635B107 5668 412200 SH Put DFND 0 412200 0 MAGELLAN HEALTH INC COM NEW 559079207 8986 164180 SH DFND 3 0 164180 0 MALLINCKRODT PUB LTD CO SHS G5785G107 2359 26171 SH DFND 0 26171 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 918 18500 SH DFND 0 18500 0 MCKESSON CORP COM 58155Q103 4801 24663 SH DFND 1,3 0 24663 0 MEDIA GEN INC COM 584404107 15218 1160763 SH DFND 2 0 1160763 0 MEDTRONIC INC COM 585055106 4342 70082 SH DFND 1 0 70082 0 MEI PHARMA INC COM NEW 55279B202 283 40983 SH DFND 0 40983 0 MERCK & CO INC NEW COM 58933Y105 2755 46469 SH DFND 0 46469 0 MICROSOFT CORP COM 594918104 6942 149738 SH DFND 0 149738 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 412 37674 SH DFND 0 37674 0 NATIONAL GEN HLDGS CORP COM 636220303 802 47501 SH DFND 3 0 47501 0 NORTEK INC COM NEW 656559309 1734 23281 SH DFND 3 0 23281 0 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 2525 142875 SH DFND 0 142875 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1734 160561 SH DFND 5 0 160561 0 NOVARTIS A G SPONSORED ADR 66987V109 3276 34802 SH DFND 0 34802 0 NUVASIVE INC COM 670704105 1409 40410 SH DFND 0 40410 0 NXSTAGE MEDICAL INC COM 67072V103 994 75676 SH DFND 0 75676 0 OCERA THERAPEUTICS INC COM 67552A108 1095 223520 SH DFND 0 223520 0 OFFICE DEPOT INC COM 676220106 5181 1008001 SH DFND 0 1008001 0 OMNICARE INC COM 681904108 859 13792 SH DFND 3 0 13792 0 ON ASSIGNMENT INC COM 682159108 2217 82554 SH DFND 0 82554 0 ORBOTECH LTD ORD M75253100 1010 64807 SH DFND 3 0 64807 0 PANDORA MEDIA INC COM 698354107 9401 389100 SH Call DFND 0 389100 0 PANDORA MEDIA INC COM 698354107 4624 191400 SH Put DFND 0 191400 0 PARNELL PHARMACEUT HLDGS LTD SHS Q73622104 646 112343 SH DFND 0 112343 0 PENN VA CORP COM 707882106 5027 395500 SH Call DFND 0 395500 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 1356 68843 SH DFND 0 68843 0 PERRIGO CO PLC SHS G97822103 1735 11550 SH DFND 0 11550 0 PFIZER INC COM 717081103 14152 478600 SH Put DFND 0 478600 0 PHOTRONICS INC COM 719405102 86 10629 SH DFND 0 10629 0 PLEXUS CORP COM 729132100 974 26369 SH DFND 0 26369 0 PRECISION DRILLING CORP COM 2010 74022D308 3258 301936 SH DFND 0 301936 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1544 27410 SH DFND 0 27410 0 PUMA BIOTECHNOLOGY INC COM 74587V107 2839 11900 SH Call DFND 0 11900 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1363 20200 SH DFND 0 20200 0 QUALITY SYS INC COM 747582104 549 39862 SH DFND 3 0 39862 0 QUEST DIAGNOSTICS INC COM 74834L100 1492 24581 SH DFND 0 24581 0 RACKSPACE HOSTING INC COM 750086100 9612 295301 SH DFND 0 295301 0 REALOGY HLDGS CORP COM 75605Y106 2102 56500 SH DFND 0 56500 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 875 86200 SH Call DFND 0 86200 0 RENTECH INC COM 760112102 2134 1248093 SH DFND 0 1248093 0 REPROS THERAPEUTICS INC COM NEW 76028H209 1244 125700 SH Call DFND 0 125700 0 RITE AID CORP COM 767754104 1369 282754 SH DFND 3 0 282754 0 SANCHEZ ENERGY CORP COM 79970Y105 5751 218987 SH DFND 0 218987 0 SANGAMO BIOSCIENCES INC COM 800677106 284 26289 SH DFND 0 26289 0 SCICLONE PHARMACEUTICALS INC COM 80862K104 1284 186310 SH DFND 3 0 186310 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3196 55800 SH DFND 0 55800 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 927 40000 SH Call DFND 0 40000 0 SIGMA DESIGNS INC COM 826565103 251 58273 SH DFND 3 0 58273 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 2336 86721 SH DFND 0 86721 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 2900 37813 SH DFND 0 37813 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 514 113821 SH DFND 0 113821 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 99988 507500 SH Put DFND 1 0 507500 0 SPECTRANETICS CORP COM 84760C107 1426 53668 SH DFND 0 53668 0 ST JUDE MED INC COM 790849103 1589 26425 SH DFND 0 26425 0 STARWOOD PPTY TR INC COM 85571B105 948 43161 SH DFND 0 43161 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 1047 146600 SH Call DFND 0 146600 0 SYMANTEC CORP COM 871503108 3838 163264 SH DFND 3 0 163264 0 SYMMETRY MED INC COM 871546206 1437 142386 SH DFND 0 142386 0 SYSCO CORP COM 871829107 5963 157129 SH DFND 3 0 157129 0 SYSCO CORP COM 871829107 19157 504800 SH Put DFND 0 504800 0 TARENA INTL INC ADR 876108101 2193 169598 SH DFND 0 169598 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 1506 76500 SH DFND 0 76500 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2153 40065 SH DFND 3 0 40065 0 TEXAS INSTRS INC COM 882508104 3170 66479 SH DFND 0 66479 0 TG THERAPEUTICS INC COM 88322Q108 952 89223 SH DFND 0 89223 0 TG THERAPEUTICS INC COM 88322Q108 4620 433000 SH Call DFND 0 433000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8050 66150 SH DFND 0 66150 0 TORNIER N V SHS N87237108 278 11639 SH DFND 0 11639 0 TOWN SPORTS INTL HLDGS INC COM 89214A102 2119 316224 SH DFND 3 0 316224 0 TRONOX LTD SHS CL A Q9235V101 1047 40180 SH DFND 0 40180 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 6333 53592 SH DFND 0 53592 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 11309 95700 SH Put DFND 0 95700 0 UNITEDHEALTH GROUP INC COM 91324P102 1721 19959 SH DFND 0 19959 0 UNIVERSAL HLTH SVCS INC CL B 913903100 2058 19698 SH DFND 0 19698 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 29398 224069 SH DFND 1,2 0 224069 0 VCA INC COM 918194101 201 5108 SH DFND 0 5108 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1202 10699 SH DFND 0 10699 0 VISHAY INTERTECHNOLOGY INC COM 928298108 215 15035 SH DFND 3 0 15035 0 VITAMIN SHOPPE INC COM 92849E101 2988 67319 SH DFND 0 67319 0 WALGREEN CO COM 931422109 246 4145 SH DFND 0 4145 0 WATERS CORP COM 941848103 944 9524 SH DFND 0 9524 0 WELLCARE HEALTH PLANS INC COM 94946T106 2301 38129 SH DFND 3 0 38129 0 WELLPOINT INC COM 94973V107 8260 69054 SH DFND 2 0 69054 0 WESTERN DIGITAL CORP COM 958102105 3217 33054 SH DFND 0 33054 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 3035 86677 SH DFND 0 86677 0 YRC WORLDWIDE INC COM PAR $.01 984249607 3128 153933 SH DFND 0 153933 0 YY INC ADS REPCOM CLA 98426T106 1973 26345 SH DFND 0 26345 0