0001140361-19-011984.txt : 20190628
0001140361-19-011984.hdr.sgml : 20190628
20190628170616
ACCESSION NUMBER: 0001140361-19-011984
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190628
FILED AS OF DATE: 20190628
DATE AS OF CHANGE: 20190628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Slusky Alexander R
CENTRAL INDEX KEY: 0001357262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38952
FILM NUMBER: 19930289
MAIL ADDRESS:
STREET 1: 456 MONTGOMERY STREET
STREET 2: 19TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cambium Networks Corp
CENTRAL INDEX KEY: 0001738177
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 000000000
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 190 ELGIN AVENUE
STREET 2: GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9005
BUSINESS PHONE: 3459433100
MAIL ADDRESS:
STREET 1: 190 ELGIN AVENUE
STREET 2: GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9005
4
1
form4.xml
FORM 4
X0306
4
2019-06-28
0001738177
Cambium Networks Corp
CMBM
0001357262
Slusky Alexander R
C/O VECTOR CAPITAL MANAGEMENT, L.P.
ONE MARKET ST, STEUART TOWER, 23RD FLOOR
SAN FRANCISCO
CA
94105
true
true
Ordinary Shares
2019-06-28
4
A
0
17627575
A
17704754
I
See footnotes
Ordinary Shares
2019-06-28
4
P
0
1482000
12
A
1482000
I
See footnotes
Ordinary Shares
2019-06-28
4
P
0
18000
12
A
18000
I
See footnotes
Stock Option (right to buy)
12
2019-06-28
4
A
0
30000
0
A
2029-06-23
Ordinary Shares
30000
30000
D
In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12.
These shares are directly owned by Vector Capital IV, L.P. ("VC IV").
These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III").
Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. The Reporting Person is the Chief Investment Officer of Vector Capital Management, L.P., and disclaims beneficial ownership of such shares in excess of his pecuniary interest in such shares.
This option vests as follows: 25% vests on June 23, 2020, and the remaining 75% vests in 12 equal quarterly installments on a quarterly basis thereafter, subject to reporting person's continued service as of each vesting date and subject to acceleration upon certain events.
/s/ Sally Rau, attorney-in-fact
2019-06-28