CUSIP NO. 89685K100
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13 D
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Page 2 of 8 Pages
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1
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Sofinnova Venture Partners VII, L.P. (“SVP VII”)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
-0-
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8
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SHARED VOTING POWER
-0-
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9
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SOLE DISPOSITIVE POWER
-0-
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10
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SHARED DISPOSITIVE POWER
-0-
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||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
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||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES o
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||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0%
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14
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TYPE OF REPORTING PERSON PN
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CUSIP NO. 89685K100
|
13 D
|
Page 3 of 8 Pages
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1
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Sofinnova Management VII, L.L.C. (“SM VII”)
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x
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||
3
|
SEC USE ONLY
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||
4
|
SOURCE OF FUNDS
WC
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||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
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||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
144,622 shares, except that Dr. Michael F. Powell (“Powell”), Dr. James I. Healy (“Healy”) and Eric P. Buatois (“Buatois”), the managing members of SM VII, may be deemed to have shared power to vote these shares.
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8
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SHARED VOTING POWER
-0-
|
||
9
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SOLE DISPOSITIVE POWER
144,622 shares, except that Powell, Healy and Buatois, the managing members of SM VII, may be deemed to have shared power to dispose of these shares.
|
||
10
|
SHARED DISPOSITIVE POWER
-0-
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 144,622
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES o
|
||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0%
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||
14
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TYPE OF REPORTING PERSON OO
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CUSIP NO. 89685K100
|
13 D
|
Page 4 of 8 Pages
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1
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Dr. Michael F. Powell (“Powell”)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b) x
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3
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SEC USE ONLY
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||
4
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SOURCE OF FUNDS
WC
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||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
33,302 shares issuable to Powell pursuant to outstanding options exercisable within 60 days of January 12, 2012, 3,000 unvested shares of which are subject to a right of repurchase as of March 12, 2012.
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8
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SHARED VOTING POWER
144,622 shares, all of which are directly owned by SM VII, and Powell, a managing member of SM VII, may be deemed to have shared voting power to vote these shares.
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||
9
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SOLE DISPOSITIVE POWER
33,302 shares issuable to Powell pursuant to outstanding options exercisable within 60 days of January 12, 2012, 3,000 unvested shares of which are subject to a right of repurchase as of March 12, 2012.
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||
10
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SHARED DISPOSITIVE POWER
144,622 shares, all of which are directly owned by SM VII, and Powell, a managing member of SM VII, may be deemed to have shared power to dispose of these shares.
|
||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 177,924
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES o
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||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0%
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14
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TYPE OF REPORTING PERSON IN
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CUSIP NO. 89685K100
|
13 D
|
Page 5 of 8 Pages
|
1
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Dr. James I. Healy (“Healy”)
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||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
144,622 shares, all of which are directly owned by SM VII, and Healy, a managing member of SM VII, may be deemed to have shared voting power to vote these shares.
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
144,622 shares, all of which are directly owned by SM VII, and Healy, a managing member of SM VII, may be deemed to have shared power to dispose of these shares.
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 144,622
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0%
|
||
14
|
TYPE OF REPORTING PERSON IN
|
CUSIP NO. 89685K100
|
13 D
|
Page 6 of 8 Pages
|
1
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Eric P. Buatois (“Buatois”)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Permanent Resident
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
144,622 shares, all of which are directly owned by SM VII, and Buatois, a managing member of SM VII, may be deemed to have shared voting power to vote these shares.
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
144,622 shares, all of which are directly owned by SM VII, and Buatois, a managing member of SM VII, may be deemed to have shared power to dispose of these shares.
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 144,622
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0%
|
||
14
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TYPE OF REPORTING PERSON IN
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CUSIP NO. 89685K100
|
13 D
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Page 7 of 8 Pages
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(a) See Rows 11 and 13 for each Reporting Person. The percentage listed in Row 13 for each Reporting Person was calculated based upon 28,555,800 shares of Common Stock outstanding as of November 4, 2011, as reported by the Issuer.
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(b) See Rows 7, 8, 9, and 10 for each Reporting Person.
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CUSIP NO. 89685K100
|
13 D
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Page 8 of 8 Pages
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SOFINNOVA VENTURE PARTNERS VII, L.P., a
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Delaware Limited Partnership
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By:
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SOFINNOVA MANAGEMENT VII, L.L.C., a Delaware Limited Liability Company
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Its:
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General Partner
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By:
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/s/ Nathalie Auber
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Nathalie Auber
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Attorney-in-Fact
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SOFINNOVA MANAGEMENT VII, a Delaware Limited
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Liability Company
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By:
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/s/ Nathalie Auber
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Nathalie Auber
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Attorney-in-Fact
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DR. JAMES I. HEALY
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DR. MICHAEL F. POWELL
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ERIC P. BUATOIS
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By:
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/s/ Nathalie Auber
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Nathalie Auber
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Attorney-in-Fact
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