0000950142-21-001345.txt : 20210421 0000950142-21-001345.hdr.sgml : 20210421 20210421213954 ACCESSION NUMBER: 0000950142-21-001345 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210416 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP Coinvestments CDA, L.P. CENTRAL INDEX KEY: 0001356474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843090 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP (Bermuda) LTD CENTRAL INDEX KEY: 0001406817 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843091 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY STREET 2: 55 EAST 52ND ST. 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY STREET 2: 55 EAST 52ND ST. 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic (AL), L.P. CENTRAL INDEX KEY: 0001857019 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843089 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, FLOOR 33 CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, FLOOR 33 CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ATLANTIC GENPAR (BERMUDA), L.P. CENTRAL INDEX KEY: 0001467927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843092 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LLC STREET 2: 55 EAST 52ND ST. 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LLC STREET 2: 55 EAST 52ND ST. 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic (SPV) GP, LLC CENTRAL INDEX KEY: 0001793940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843088 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2127154000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4/A 1 es210146442_4a1-alkami.xml OWNERSHIP DOCUMENT X0306 4/A 2021-04-16 2021-04-20 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001467927 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. C/O CONYERS CLIENT SERVICES LIMITED, CLARENDON HOUSE, 2 CHURCH STREET HAMILTON D0 HM 11 BERMUDA 1 0 1 0 0001406817 GAP (Bermuda) LTD C/O GENERAL ATLANTIC SERVICE COMPANY 55 EAST 52ND ST. 32ND FLOOR NEW YORK NY 10055 1 0 1 0 0001356474 GAP Coinvestments CDA, L.P. C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001857019 General Atlantic (AL), L.P. C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001793940 General Atlantic (SPV) GP, LLC C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 Common Stock, par value $0.001 per share ("Common Stock") 2021-04-16 4 C 0 275018 A 18729806 I See footnote Common Stock 2021-04-16 4 C 0 10993777 A 18729806 I See footnote Common Stock 2021-04-16 4 C 0 7521011 A 18729806 I See footnote Series A Preferred Stock 2021-04-16 4 C 0 275018 D Common Stock 275018 0 I See footnote Series D Preferred Stock 2021-04-16 4 C 0 10993777 D Common Stock 10993777 0 I See footnote Series E Preferred Stock 2021-04-16 4 C 0 7521011 D Common Stock 7521011 0 I See footnote Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. GA AL, the GA Funds, GA SPV, GA GenPar Lux, GA Lux, GenPar Bermuda, GAP (Bermuda) Limited, GA GenPar, and GA LLC may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. This amendment is being filed to add a reporting person, reflect the conversion in the Price column in Table I, and reflect the same transactions in Table II. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. // Form 2 of 2 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21