0001104659-23-000801.txt : 20230104
0001104659-23-000801.hdr.sgml : 20230104
20230104151334
ACCESSION NUMBER: 0001104659-23-000801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIBMAN BRIAN L
CENTRAL INDEX KEY: 0001356440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 23505843
MAIL ADDRESS:
STREET 1: CLAYTON HOLDINGS, INC.
STREET 2: 2 CORPORATE DRIVE
CITY: SHELTON
STATE: CT
ZIP: 06484
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Libman Family Holdings, LLC
CENTRAL INDEX KEY: 0001854457
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 23505842
BUSINESS ADDRESS:
STREET 1: C/O FINANCE OF AMERICA COMPANIES INC.
STREET 2: 909 LAKE CAROLYN PARKWAY, SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728658114
MAIL ADDRESS:
STREET 1: C/O FINANCE OF AMERICA COMPANIES INC.
STREET 2: 909 LAKE CAROLYN PARKWAY, SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Finance of America Companies Inc.
CENTRAL INDEX KEY: 0001828937
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 853474065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 877-202-2666
MAIL ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
tm231466-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-31
0
0001828937
Finance of America Companies Inc.
FOA
0001356440
LIBMAN BRIAN L
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO
TX
75024
1
0
1
0
0001854457
Libman Family Holdings, LLC
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO
TX
75024
1
0
1
0
LLC Units of Finance of America Equity Capital LLC
2022-12-31
4
J
0
1823680
1.37
A
Class A Common Stock
1823680
71792005
I
See Footnote
LLC Units of Finance of America Equity Capital LLC
2022-12-31
4
J
0
1823680
1.37
D
Class A Common Stock
1823680
0
I
See Footnote
Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire.
The reported transaction, which does not affect the aggregate direct and indirect beneficial ownership of Brian L. Libman and his affiliated entities in the Class A Common Stock of the Issuer, was done to simplify the ownership structure of those interests.
Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.
Reflects securities held directly by The Mortgage Opportunity Group, LLC. The sole manager of The Mortgage Opportunity Group, LLC is Brian L. Libman.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Brian L. Libman
2023-01-04