0000899243-20-023518.txt : 20200827 0000899243-20-023518.hdr.sgml : 20200827 20200827174308 ACCESSION NUMBER: 0000899243-20-023518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200826 FILED AS OF DATE: 20200827 DATE AS OF CHANGE: 20200827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warshauer Robert Herman CENTRAL INDEX KEY: 0001356334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 201144273 MAIL ADDRESS: STREET 1: 8 GOLDEN POND ROAD CITY: WEST HARRISON STATE: NY ZIP: 10604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-26 0 0001372807 Portman Ridge Finance Corp PTMN 0001356334 Warshauer Robert Herman C/O PORTMAN RIDGE FINANCE CORPORATION 650 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2020-08-26 4 P 0 20000 1.16 A 20000 I By WarshCapital LLC /s/ Robert Herman Warshauer 2020-08-27