0001356238-17-000003.txt : 20171222
0001356238-17-000003.hdr.sgml : 20171222
20171222134310
ACCESSION NUMBER: 0001356238-17-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWCASTLE DISTRIBUTORS LLC
CENTRAL INDEX KEY: 0001356238
IRS NUMBER: 204143459
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04843
FILM NUMBER: 171272177
BUSINESS ADDRESS:
STREET 1: 127 WOODHAVEN DRIVE
CITY: AVON
STATE: CT
ZIP: 06001-2432
BUSINESS PHONE: 860-673-2972
MAIL ADDRESS:
STREET 1: 127 WOODHAVEN DRIVE
CITY: AVON
STATE: CT
ZIP: 06001-2432
MA-I/A
1
primary_doc.xml
MA-I/A
0001356238
XXXXXXXX
Ernie Kappotis
978-335-7015
ekappotis@curwencapital.com
patkins.newcastle@comcast.net
ekappotis@curwencapital.com
N
Y
John
Philip
Nelan
002427861
N
1
0001356238
NEWCASTLE DISTRIBUTORS LLC
03-21-2006
Y
01-22-2015
0001356238
LOCATED
SUPERVISED
03-21-2006
03-2006
NEWCASTLE DISTRIBUTORS LLC
AVON
CT
06001-2432
Y
Y
REGISTERED REPRESENTATIVES
01-1999
02-2015
CAUSEWAY GROUP
JACKSON
NJ
07054
N
N
PRESIDENT
Y
01-1999
CAUSEWAY GROUP
28 OAKMONT LANE
JACKSON
NJ
08527
N
N
CONFERENCE ORGANIZER
PRESIDENT
10
ORGANIZES CONFERENCES FOR CLIENTS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-22-2017
Ernest D. Kappotis
FINOP