0001356238-17-000003.txt : 20171222 0001356238-17-000003.hdr.sgml : 20171222 20171222134310 ACCESSION NUMBER: 0001356238-17-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE DISTRIBUTORS LLC CENTRAL INDEX KEY: 0001356238 IRS NUMBER: 204143459 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04843 FILM NUMBER: 171272177 BUSINESS ADDRESS: STREET 1: 127 WOODHAVEN DRIVE CITY: AVON STATE: CT ZIP: 06001-2432 BUSINESS PHONE: 860-673-2972 MAIL ADDRESS: STREET 1: 127 WOODHAVEN DRIVE CITY: AVON STATE: CT ZIP: 06001-2432 MA-I/A 1 primary_doc.xml MA-I/A 0001356238 XXXXXXXX Ernie Kappotis 978-335-7015 ekappotis@curwencapital.com patkins.newcastle@comcast.net ekappotis@curwencapital.com N Y John Philip Nelan 002427861 N 1 0001356238 NEWCASTLE DISTRIBUTORS LLC 03-21-2006 Y 01-22-2015 0001356238 LOCATED SUPERVISED 03-21-2006 03-2006 NEWCASTLE DISTRIBUTORS LLC AVON CT 06001-2432 Y Y REGISTERED REPRESENTATIVES 01-1999 02-2015 CAUSEWAY GROUP JACKSON NJ 07054 N N PRESIDENT Y 01-1999 CAUSEWAY GROUP 28 OAKMONT LANE JACKSON NJ 08527 N N CONFERENCE ORGANIZER PRESIDENT 10 ORGANIZES CONFERENCES FOR CLIENTS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-22-2017 Ernest D. Kappotis FINOP