0001356238-15-000005.txt : 20150306 0001356238-15-000005.hdr.sgml : 20150306 20150306140016 ACCESSION NUMBER: 0001356238-15-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE DISTRIBUTORS LLC CENTRAL INDEX KEY: 0001356238 IRS NUMBER: 204143459 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04843 FILM NUMBER: 15680874 BUSINESS ADDRESS: STREET 1: 127 WOODHAVEN DRIVE CITY: AVON STATE: CT ZIP: 06001-2432 BUSINESS PHONE: 860-673-2972 MAIL ADDRESS: STREET 1: 127 WOODHAVEN DRIVE CITY: AVON STATE: CT ZIP: 06001-2432 MA-I 1 primary_doc.xml MA-I 0001356238 XXXXXXXX Arthur M Moody III 860-404-8908 ammoody3@earthlink.net patkins.newcastle@comcast.net N N JOSEPH GORDON METZ 005359942 N 1 0001356238 NEWCASTLE DISTRIBUTORS LLC 06-20-2007 Y 01-22-2015 0001356238 LOCATED SUPERVISED 06-20-2007 06-2007 NEWCASTLE DISTRIBUTORS LLC AVON CT 06001-2432 Y Y REGISTERED REPRESENTATIVE 05-2005 06-2007 RETIRED ROCKVILLE CENTRE NY 11570 N N RETIRED 05-1984 05-2005 BUCK/MELLON NEW YORK NY 10017 N Y PRINCIPAL Y 10-2010 J G METZ LLC 19 BRADFORD COURT ROCKVILLE CENTRE NY 11570 N N EMPLOYEE BENEFITS CONSULTING PRESIDENT 40 ADVICE ON PLN DESIGN AND PREPARATION OF PLAN BOOKLETS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-27-2015 PAUL A ATKINS PRINCIPAL