0001356223-15-000013.txt : 20150514
0001356223-15-000013.hdr.sgml : 20150514
20150513182836
ACCESSION NUMBER: 0001356223-15-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Relative Value Partners, LLC
CENTRAL INDEX KEY: 0001356223
IRS NUMBER: 201026469
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12229
FILM NUMBER: 15859725
BUSINESS ADDRESS:
STREET 1: 1033 SKOKIE BOULEVARD
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: (847) 513-6300
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BOULEVARD
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001356223
XXXXXXXX
03-31-2015
03-31-2015
Relative Value Partners, LLC
1033 SKOKIE BOULEVARD
SUITE 470
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-12229
N
Maury Fertig
Managing Member
847-513-6300
Maury Fertig
Northbrook
IL
05-13-2015
0
120
879838
false
INFORMATION TABLE
2
rvp13f1q2015.xml
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
38291
2483218
SH
SOLE
2483218
0
0
WESTERN ASSET VAR RT STRG FD
COM
957667108
25599
1549605
SH
SOLE
1549605
0
0
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
15883
2836321
SH
SOLE
2836321
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
21539
3981290
SH
SOLE
3981290
0
0
EATON VANCE SH TM DR DIVR IN
COM
27828V104
21059
1453317
SH
SOLE
1453317
0
0
DIVERSIFIED REAL ASSET INC F
COM SHS
25533B108
31239
1725916
SH
SOLE
1725916
0
0
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
33741
2466480
SH
SOLE
2466480
0
0
BLACKROCK DEFINED OPPRTY CR
COM
09255Q105
8440
637251
SH
SOLE
637251
0
0
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
18342
1063285
SH
SOLE
1063285
0
0
BLACKROCK ENHANCED GOVT FD I
COM
09255K108
7038
506997
SH
SOLE
506997
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
26693
3033271
SH
SOLE
3033271
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
66748
4958985
SH
SOLE
4958985
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
21811
3434819
SH
SOLE
3434819
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
31493
5975866
SH
SOLE
5975866
0
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
31057
2870371
SH
SOLE
2870371
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
24155
4960032
SH
SOLE
4960032
0
0
ZWEIG FD
COM NEW
989834205
11300
734704
SH
SOLE
734704
0
0
TRI CONTL CORP
COM
895436103
42273
1948953
SH
SOLE
1948953
0
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
6318
391462
SH
SOLE
391462
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
38997
4749962
SH
SOLE
4749962
0
0
MADISON STRTG SECTOR PREM FD
COM
558268108
1698
141055
SH
SOLE
141055
0
0
ROYCE VALUE TR INC
COM
780910105
23492
1640468
SH
SOLE
1640468
0
0
ELLSWORTH GROWTH & INCOME FD
COM
289074106
2301
262622
SH
SOLE
262622
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
33404
4326952
SH
SOLE
4326952
0
0
POLONIA BACORP INC MD
COM
73158Q109
748
56951
SH
SOLE
56951
0
0
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
16364
1178971
SH
SOLE
1178971
0
0
ISHARES TR
S&P 100 ETF
464287101
73314
812251
SH
SOLE
812251
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
16657
2852165
SH
SOLE
2852165
0
0
NUVEEN MULTI MKT INCOME FD
COM
67075J107
903
119200
SH
SOLE
119200
0
0
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
3026
171034
SH
SOLE
171034
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
18175
1263041
SH
SOLE
1263041
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
826
102636
SH
SOLE
102636
0
0
NUVEEN S&P 500 DYN OVERWRITE
COM
6706EW100
2264
162045
SH
SOLE
162045
0
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
2232
136766
SH
SOLE
136766
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
14204
1251449
SH
SOLE
1251449
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
3428
200793
SH
SOLE
200793
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
4592
290820
SH
SOLE
290820
0
0
SARATOGA INVT CORP
COM NEW
80349A208
658
41518
SH
SOLE
41518
0
0
ALLIANZGI EQUITY & CONV INCO
COM
018829101
3676
185580
SH
SOLE
185580
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
4142
237084
SH
SOLE
237084
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1295
198965
SH
SOLE
198965
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
1895
137254
SH
SOLE
137254
0
0
WHITEHORSE FIN INC
COM
96524V106
907
72995
SH
SOLE
72995
0
0
GENERAL AMERN INVS INC
COM
368802104
5049
144346
SH
SOLE
144346
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
6387
284369
SH
SOLE
284369
0
0
BLACKROCK INCOME TR INC
COM
09247F100
1756
273507
SH
SOLE
273507
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
2167
155898
SH
SOLE
155898
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
851
60646
SH
SOLE
60646
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
843
69278
SH
SOLE
69278
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
780
70626
SH
SOLE
70626
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
2634
291028
SH
SOLE
291028
0
0
NUVEEN NY MUN VALUE FD
COM
67062M105
303
31108
SH
SOLE
31108
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1248
100196
SH
SOLE
100196
0
0
CUTWATER SELECT INCOME FD
COM
232229104
367
18348
SH
SOLE
18348
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
926
181958
SH
SOLE
181958
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
1958
91783
SH
SOLE
91783
0
0
MFS INTERMARKET INCOME TRUST
SH BEN INT
59318R103
145
17055
SH
SOLE
17055
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
446
91037
SH
SOLE
91037
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
10175
95525
SH
SOLE
95525
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
719
52335
SH
SOLE
52335
0
0
EATON VANCE FLTG RATE INCOM
COM SHS BEN INT
278284104
172
10097
SH
SOLE
10097
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
2060
90761
SH
SOLE
90761
0
0
GDL FUND
COM SH BEN IT
361570104
256
24765
SH
SOLE
24765
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
28590
342933
SH
SOLE
342933
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
503
41000
SH
SOLE
41000
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
114
25075
SH
SOLE
25075
0
0
TRUPANION INC
COM
898202106
194
24243
SH
SOLE
24243
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
380
32717
SH
SOLE
32717
0
0
NEW GERMANY FD INC
COM
644465106
200
12920
SH
SOLE
12920
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
7173
432911
SH
SOLE
432911
0
0
PENNANTPARK INVT CORP
COM
708062104
522
57631
SH
SOLE
57631
0
0
NEW MTN FIN CORP
COM
647551100
484
33181
SH
SOLE
33181
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
31013
289168
SH
SOLE
289168
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
1112
112353
SH
SOLE
112353
0
0
TCP CAP CORP
COM
87238Q103
374
23328
SH
SOLE
23328
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
629
22173
SH
SOLE
22173
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
38
3616
SH
SOLE
3616
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
230
8000
SH
SOLE
8000
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
315
18348
SH
SOLE
18348
0
0
TWO HBRS INVT CORP
COM
90187B101
889
83709
SH
SOLE
83709
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
196
20470
SH
SOLE
20470
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
319
19540
SH
SOLE
19540
0
0
FS INVT CORP
COM
302635107
503
49605
SH
SOLE
49605
0
0
MFA FINL INC
COM
55272X102
563
71610
SH
SOLE
71610
0
0
HATTERAS FINL CORP
COM
41902R103
326
17936
SH
SOLE
17936
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
330
21259
SH
SOLE
21259
0
0
COLONY FINL INC
COM
19624R106
477
18421
SH
SOLE
18421
0
0
TALMER BANCORP INC
COM
87482X101
173
11268
SH
SOLE
11268
0
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
151
16997
SH
SOLE
16997
0
0
ARES CAP CORP
COM
04010L103
761
44348
SH
SOLE
44348
0
0
MARKIT LTD
SHS
G58249106
674
25060
SH
SOLE
25060
0
0
BANK OF THE OZARKS INC
COM
063904106
394
10660
SH
SOLE
10660
0
0
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
95
13358
SH
SOLE
13358
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
361
9295
SH
SOLE
9295
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
276
9950
SH
SOLE
9950
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
454
3477
SH
SOLE
3477
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
364
8200
SH
SOLE
8200
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
607
4949
SH
SOLE
4949
0
0
LOEWS CORP
COM
540424108
718
17590
SH
SOLE
17590
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
373
4604
SH
SOLE
4604
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
276
7044
SH
SOLE
7044
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
604
7164
SH
SOLE
7164
0
0
L BRANDS INC
COM
501797104
327
3465
SH
SOLE
3465
0
0
ISHARES TR
MSCI EAFE ETF
464287465
586
9137
SH
SOLE
9137
0
0
ISHARES
MSCI JAPAN ETF
464286848
159
12665
SH
SOLE
12665
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
227
2000
SH
SOLE
2000
0
0
INTEL CORP
COM
458140100
644
20600
SH
SOLE
20600
0
0
CHEVRON CORP NEW
COM
166764100
542
5160
SH
SOLE
5160
0
0
CITIGROUP INC
COM NEW
172967424
412
8003
SH
SOLE
8003
0
0
MERCK & CO INC NEW
COM
58933Y105
374
6500
SH
SOLE
6500
0
0
UNION PAC CORP
COM
907818108
217
2000
SH
SOLE
2000
0
0
PFIZER INC
COM
717081103
435
12500
SH
SOLE
12500
0
0
JOHNSON & JOHNSON
COM
478160104
515
5120
SH
SOLE
5120
0
0
CISCO SYS INC
COM
17275R102
242
8800
SH
SOLE
8800
0
0
BANK AMER CORP
COM
060505104
277
18000
SH
SOLE
18000
0
0
MICROSOFT CORP
COM
594918104
570
14025
SH
SOLE
14025
0
0
JPMORGAN CHASE & CO
COM
46625H100
303
5000
SH
SOLE
5000
0
0
GENERAL ELECTRIC CO
COM
369604103
312
12559
SH
SOLE
12559
0
0
PROCTER & GAMBLE CO
COM
742718109
246
3000
SH
SOLE
3000
0
0
EXXON MOBIL CORP
COM
30231G102
236
2772
SH
SOLE
2772
0
0