0001213900-19-011169.txt : 20190620
0001213900-19-011169.hdr.sgml : 20190620
20190620181029
ACCESSION NUMBER: 0001213900-19-011169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190618
FILED AS OF DATE: 20190620
DATE AS OF CHANGE: 20190620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brotman Jeffrey F
CENTRAL INDEX KEY: 0001356155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38158
FILM NUMBER: 19909501
MAIL ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Falcon Minerals Corp
CENTRAL INDEX KEY: 0001703785
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 820820780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-832-4161
MAIL ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER COMPANY:
FORMER CONFORMED NAME: Osprey Energy Acquisition Corp
DATE OF NAME CHANGE: 20170413
4
1
ownership.xml
X0306
4
2019-06-18
0
0001703785
Falcon Minerals Corp
FLMN
0001356155
Brotman Jeffrey F
C/O FALCON MINERALS CORPORATION
1845 WALNUT STREET, 10TH FLOOR
PHILADELPHIA
PA
19103
0
1
0
0
CLO and Secretary
Class A Common Stock
2019-06-18
4
J
0
25125
0
D
367822
D
Performance Stock Unit
2019-06-18
4
J
0
150000
0
D
2025-08-23
Class A common stock
150000
50000
D
The Reporting Person has agreed to forfeit 25,125 unvested restricted stock units.
The Reporting Person was previously granted performance and time vesting stock units pursuant to the Issuer's 2018 Long-Term Incentive Plan ("LTIP"). The award time-vests in full on August 23, 2021 and performance-vests upon the Issuer's stock achieving certain market price points. Upon vesting, the Reporting Person shall receive a corresponding number of shares of Class A common stock or, in the sole discretion of the Issuer's Compensation Committee, an amount in cash equal to the fair market value of the shares of Class A common stock otherwise deliverable.
The Reporting Person has agreed to forfeit 150,000 unvested performance stock units previously granted under the LTIP.
/s/ Jeffrey F. Brotman
2019-06-20