0001437749-24-011453.txt : 20240408 0001437749-24-011453.hdr.sgml : 20240408 20240408203250 ACCESSION NUMBER: 0001437749-24-011453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240404 FILED AS OF DATE: 20240408 DATE AS OF CHANGE: 20240408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sauter Dennis Charles Jr CENTRAL INDEX KEY: 0001803863 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32921 FILM NUMBER: 24830944 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXPOINT DIVERSIFIED REAL ESTATE TRUST CENTRAL INDEX KEY: 0001356115 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 800139099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Strategic Opportunities Fund DATE OF NAME CHANGE: 20180319 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Credit Strategies Fund DATE OF NAME CHANGE: 20120702 FORMER COMPANY: FORMER CONFORMED NAME: Pyxis Credit Strategies Fund DATE OF NAME CHANGE: 20120109 4 1 rdgdoc.xml FORM 4 X0508 4 2024-04-04 0001356115 NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT 0001803863 Sauter Dennis Charles Jr 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 See Remarks 0 Common Stock 2024-04-04 4 M 0 2488 A 2488 D Common Stock 2024-04-04 4 F 0 811 6.05 D 1677 D Restricted Shares Units 2024-04-04 4 M 0 2488 0 D Common Shares 2488 7462 D Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. On April 4, 2023, the reporting person was granted 9,950 restricted shares units which vested one-fourth on April 4, 2024, and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. General Counsel /s/ Brian Mitts, as attorney-in-fact for D.C. Sauter 2024-04-08