0001123292-21-000055.txt : 20210106 0001123292-21-000055.hdr.sgml : 20210106 20210106163119 ACCESSION NUMBER: 0001123292-21-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehr Donald P. CENTRAL INDEX KEY: 0001583187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 21511024 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-04 0001356090 PRECIGEN, INC. PGEN 0001583187 Lehr Donald P. 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 0 1 0 0 Chief Legal Officer Common Stock 2021-01-04 4 M 0 18940 A 284329 D Common Stock 2021-01-05 4 S 0 9677 10.5649 D 274652 D Restricted Stock Units 2021-01-04 4 M 0 18940 0 D Common Stock 18940 37878 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023. /s/ Donald P. Lehr 2021-01-06