0001123292-20-000109.txt : 20200107
0001123292-20-000109.hdr.sgml : 20200107
20200107171249
ACCESSION NUMBER: 0001123292-20-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200104
FILED AS OF DATE: 20200107
DATE AS OF CHANGE: 20200107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sterling Rick L.
CENTRAL INDEX KEY: 0001583123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 20513910
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTREXON CORP
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1750 KRAFT DRIVE
STREET 2: SUITE 1400
CITY: BLACKSBURG
STATE: VA
ZIP: 24060
BUSINESS PHONE: 301-556-9809
MAIL ADDRESS:
STREET 1: 1750 KRAFT DRIVE
STREET 2: SUITE 1400
CITY: BLACKSBURG
STATE: VA
ZIP: 24060
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-01-04
0001356090
INTREXON CORP
XON
0001583123
Sterling Rick L.
20374 SENECA MEADOWS PARKWAY
GERMANTOWN
MD
20876
0
1
0
0
Chief Financial Officer
Common Stock
2020-01-04
4
M
0
18940
A
149565
D
Common Stock
2020-01-06
4
S
0
6533
5.8292
D
143032
D
Restricted Stock Units
2020-01-04
4
M
0
18940
0
D
Common Stock
18940
56818
D
Each restricted stock unit represents a contingent right to receive one share of XON common stock.
This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023.
/s/ Rick L. Sterling, by Donald P. Lehr, as attorney-in-fact
2020-01-07