0001104659-21-115586.txt : 20210914 0001104659-21-115586.hdr.sgml : 20210914 20210914180136 ACCESSION NUMBER: 0001104659-21-115586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210910 FILED AS OF DATE: 20210914 DATE AS OF CHANGE: 20210914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ares Trading S.A. CENTRAL INDEX KEY: 0001720283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 211253508 BUSINESS ADDRESS: STREET 1: ZONE INDUSTRIELLE DE L'OURIETTAZ CITY: AUBONNE STATE: V8 ZIP: 1170 BUSINESS PHONE: 0041584327002 MAIL ADDRESS: STREET 1: ZONE INDUSTRIELLE DE L'OURIETTAZ CITY: AUBONNE STATE: V8 ZIP: 1170 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 tm2127591-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-10 0 0001356090 PRECIGEN, INC. PGEN 0001720283 Ares Trading S.A. RUE DE L'OURIETTE 151 ZONE INDUSTRIELLE DE L'OURIETTAZ AUBONNE V8 1170 SWITZERLAND 0 0 1 0 Common Stock 2021-09-10 4 S 0 4584 6.2857 D 21098706 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. /s/ Cedric Hyde, Authorized Signatory of Merck Serono SA 2021-09-14 /s/ Florence Jolidon, Authorized Signatory of Merck Serono SA 2021-09-14 /s/ Cedric Hyde, Authorized Signatory of Ares Trading SA 2021-09-14 /s/ Tearaboth Te, Authorized Signatory of Ares Trading SA 2021-09-14 /s/ Andreas Stickler, Authorized Signatory of Merck KGaA 2021-09-14 /s/ Tobias Greven, Authorized Signatory of Merck KGaA 2021-09-14