0000950103-23-012772.txt : 20230825
0000950103-23-012772.hdr.sgml : 20230825
20230825190156
ACCESSION NUMBER: 0000950103-23-012772
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230823
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Rutul R
CENTRAL INDEX KEY: 0001947221
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 231209738
MAIL ADDRESS:
STREET 1: C/O PRECIGEN, INC.
STREET 2: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
dp199183_4-shah.xml
FORM 4
X0508
4
2023-08-23
0
0001356090
PRECIGEN, INC.
PGEN
0001947221
Shah Rutul R
20374 SENECA MEADOWS PARKWAY
GERMANTOWN
MD
20876
0
1
0
0
Chief Operating Officer
1
Common Stock
2023-08-23
4
M
0
15480
A
138862
D
Common Stock
2023-08-24
4
S
0
5388
1.64
D
133474
D
Restricted Stock Units
2023-08-23
4
M
0
15480
0
D
Common Stock
15480
0
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.
/s/ Rutul R. Shah, by Donald P. Lehr, as attorney-in-fact
2023-08-25