0000950103-23-012322.txt : 20230818 0000950103-23-012322.hdr.sgml : 20230818 20230818211807 ACCESSION NUMBER: 0000950103-23-012322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230816 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perez Jeffrey Thomas CENTRAL INDEX KEY: 0001617812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 231187126 MAIL ADDRESS: STREET 1: 20358 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 dp198750_4-perez.xml FORM 4 X0508 4 2023-08-16 0 0001356090 PRECIGEN, INC. PGEN 0001617812 Perez Jeffrey Thomas 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 0 1 0 0 SVP, IP Affairs 1 Common Stock 2023-08-16 4 M 0 18878 A 457657 D Common Stock 2023-08-17 4 S 0 8741 1.55 D 448916 D Restricted Stock Unit 2023-08-16 4 M 0 18878 0 D Common Stock 18878 18878 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person. Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023. /s/ Jeffrey T. Perez, by Donald P. Lehr, as attorney-in-fact 2023-08-18