0000950103-23-011943.txt : 20230811
0000950103-23-011943.hdr.sgml : 20230811
20230811192607
ACCESSION NUMBER: 0000950103-23-011943
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230809
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perez Jeffrey Thomas
CENTRAL INDEX KEY: 0001617812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 231165759
MAIL ADDRESS:
STREET 1: 20358 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
dp198384_4-perez.xml
FORM 4
X0508
4
2023-08-09
0
0001356090
PRECIGEN, INC.
PGEN
0001617812
Perez Jeffrey Thomas
20374 SENECA MEADOWS PARKWAY
GERMANTOWN
MD
20876
0
1
0
0
SVP, IP Affairs
1
Common Stock
2023-08-09
4
M
0
18878
A
447735
D
Common Stock
2023-08-10
4
S
0
8956
1.21
D
438779
D
Restricted Stock Unit
2023-08-09
4
M
0
18878
0
D
Common Stock
18878
37756
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023.
/s/ Jeffrey T. Perez, by Donald P. Lehr, as attorney-in-fact
2023-08-11