0000950103-23-011612.txt : 20230804 0000950103-23-011612.hdr.sgml : 20230804 20230804190807 ACCESSION NUMBER: 0000950103-23-011612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomasian Harry Jr. CENTRAL INDEX KEY: 0001886301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 231145314 MAIL ADDRESS: STREET 1: C/O PRECIGEN, INC. STREET 2: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN, STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 dp198069_4-thomasian.xml FORM 4 X0508 4 2023-08-02 0 0001356090 PRECIGEN, INC. PGEN 0001886301 Thomasian Harry Jr. 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 0 1 0 0 Chief Financial Officer 1 Common Stock 2023-08-02 4 M 0 17934 A 138763 D Common Stock 2023-08-03 4 S 0 6724 1.20 D 132039 D Restricted Stock Units 2023-08-02 4 M 0 17934 0 D Common Stock 17934 53802 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the Reporting Person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person. Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023. /s/ Harry Thomasian, Jr., by Donald P. Lehr, as attorney-in-fact 2023-08-04