0000950103-23-004014.txt : 20230313 0000950103-23-004014.hdr.sgml : 20230313 20230313171213 ACCESSION NUMBER: 0000950103-23-004014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Steven CENTRAL INDEX KEY: 0001583886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 23728182 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 dp190527_4-frank.xml FORM 4 X0306 4 2023-03-09 0 0001356090 PRECIGEN, INC. PGEN 0001583886 Frank Steven 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 1 0 0 0 Common Stock 2023-03-09 4 A 0 42735 1.17 A 482358 D Restricted Stock Units 2023-03-09 4 A 0 106837 0 A Common Stock 106837 106837 D Option to Purchase Common Stock (Right to Buy) 1.17 2023-03-09 4 A 0 125489 0 A 2023-03-09 2033-03-09 Common Stock 125489 125489 D The shares were issued to the reporting person in lieu of an annual retainer of $50,000. Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. The RSUs vest in full on March 9, 2024. /s/ Steven Frank, by Donald P. Lehr, as attorney-in-fact 2023-03-13