0001683168-18-002867.txt : 20180927 0001683168-18-002867.hdr.sgml : 20180927 20180927150328 ACCESSION NUMBER: 0001683168-18-002867 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180927 DATE AS OF CHANGE: 20180927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Russell CENTRAL INDEX KEY: 0001446397 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 181090697 MAIL ADDRESS: STREET 1: 2595 JASON CT CITY: OCEANSIDE STATE: CA ZIP: 92056 FORMER NAME: FORMER CONFORMED NAME: Semechkin Ruslan DATE OF NAME CHANGE: 20120117 FORMER NAME: FORMER CONFORMED NAME: Semechkin Rouslan DATE OF NAME CHANGE: 20080929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4/A 1 ownership.xml X0306 4/A 2018-08-15 2018-08-17 0 0001355790 International Stem Cell CORP ISCO.OB 0001446397 Kern Russell C/O INTERNATIONAL STEM CELL CORPORATION 5950 PRIESTLY DRIVE CARLSBAD CA 92008 1 1 1 0 EVP and CSO Stock Option (Right to Buy) 1.58 2018-08-15 4 A 0 100000 0 A 2028-08-15 Common Stock 100000 100000 D 3/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. This amendment is being filed to correct the previously reported expiration date of the stock option. /s/ Sophia Garnette, Attorney-in-Fact 2018-09-27