0001683168-18-001779.txt : 20180625
0001683168-18-001779.hdr.sgml : 20180625
20180625161901
ACCESSION NUMBER: 0001683168-18-001779
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180621
FILED AS OF DATE: 20180625
DATE AS OF CHANGE: 20180625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Don Wright
CENTRAL INDEX KEY: 0001405212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51891
FILM NUMBER: 18917237
BUSINESS ADDRESS:
STREET 1: 2829 RUCKER AVE
STREET 2: 3RD FLOOR
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-212-3500
MAIL ADDRESS:
STREET 1: 2829 RUCKER AVE
STREET 2: 3RD FLOOR
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: International Stem Cell CORP
CENTRAL INDEX KEY: 0001355790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204494098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-940-6383
MAIL ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC III INC.
DATE OF NAME CHANGE: 20060310
4
1
ownership.xml
X0306
4
2018-06-21
0
0001355790
International Stem Cell CORP
ISCO.OB
0001405212
Don Wright
C/O INTERNATIONAL STEM CELL CORP.
5950 PRIESTLY DRIVE
CARLSBAD
CA
92008
1
0
0
0
Stock Options (Right to Buy)
1.66
2018-06-21
4
A
0
8655
0
A
2028-06-21
Common Stock
8655
8655
D
Stock Options (Right to Buy)
1.66
2018-06-21
4
A
0
38462
0
A
2028-06-21
Common Stock
38462
38462
D
Stock Options (Right to Buy)
1.66
2018-06-21
4
A
0
30000
0
A
2028-06-21
Common Stock
30000
30000
D
Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant.
Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/21/2018.
Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 21, 2019 or (ii) the date of the 2019 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control.
/s/ Sophia Garnette, Attorney-in-Fact
2018-06-25