0001683168-18-001779.txt : 20180625 0001683168-18-001779.hdr.sgml : 20180625 20180625161901 ACCESSION NUMBER: 0001683168-18-001779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20180625 DATE AS OF CHANGE: 20180625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Don Wright CENTRAL INDEX KEY: 0001405212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 18917237 BUSINESS ADDRESS: STREET 1: 2829 RUCKER AVE STREET 2: 3RD FLOOR CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-212-3500 MAIL ADDRESS: STREET 1: 2829 RUCKER AVE STREET 2: 3RD FLOOR CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4 1 ownership.xml X0306 4 2018-06-21 0 0001355790 International Stem Cell CORP ISCO.OB 0001405212 Don Wright C/O INTERNATIONAL STEM CELL CORP. 5950 PRIESTLY DRIVE CARLSBAD CA 92008 1 0 0 0 Stock Options (Right to Buy) 1.66 2018-06-21 4 A 0 8655 0 A 2028-06-21 Common Stock 8655 8655 D Stock Options (Right to Buy) 1.66 2018-06-21 4 A 0 38462 0 A 2028-06-21 Common Stock 38462 38462 D Stock Options (Right to Buy) 1.66 2018-06-21 4 A 0 30000 0 A 2028-06-21 Common Stock 30000 30000 D Stock option granted as part of compensation for non-employee directors. Options vest fully at time of grant. Stock option granted as part of compensation for non-employee directors. Options vest in four equal quarterly increments, beginning 9/21/2018. Stock option granted as part of compensation for non-employee directors. Options vest fully at the earlier of (i) June 21, 2019 or (ii) the date of the 2019 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. /s/ Sophia Garnette, Attorney-in-Fact 2018-06-25