0001683168-18-000664.txt : 20180314 0001683168-18-000664.hdr.sgml : 20180314 20180314161814 ACCESSION NUMBER: 0001683168-18-000664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Russell CENTRAL INDEX KEY: 0001446397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 18689697 MAIL ADDRESS: STREET 1: 2595 JASON CT CITY: OCEANSIDE STATE: CA ZIP: 92056 FORMER NAME: FORMER CONFORMED NAME: Semechkin Ruslan DATE OF NAME CHANGE: 20120117 FORMER NAME: FORMER CONFORMED NAME: Semechkin Rouslan DATE OF NAME CHANGE: 20080929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4 1 kern_f4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-12 0 0001355790 International Stem Cell CORP ISCO.OB 0001446397 Kern Russell C/O INTERNATIONAL STEM CELL CORPORATION 5950 PRIESTLY DRIVE CARLSBAD CA 92008 1 1 1 0 EVP and CSO Stock Option (Right to Buy) 1.51 2018-03-12 4 A 0 150000 0 A 2028-03-12 Common Stock 150000 150000 D 3/36th of the shares underlying such options shall vest on June 12, 2018, and the remaining share in equal monthly installments over a period of 33 months. /s/ Russell Kern 2018-03-14