0001683168-18-000664.txt : 20180314
0001683168-18-000664.hdr.sgml : 20180314
20180314161814
ACCESSION NUMBER: 0001683168-18-000664
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kern Russell
CENTRAL INDEX KEY: 0001446397
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51891
FILM NUMBER: 18689697
MAIL ADDRESS:
STREET 1: 2595 JASON CT
CITY: OCEANSIDE
STATE: CA
ZIP: 92056
FORMER NAME:
FORMER CONFORMED NAME: Semechkin Ruslan
DATE OF NAME CHANGE: 20120117
FORMER NAME:
FORMER CONFORMED NAME: Semechkin Rouslan
DATE OF NAME CHANGE: 20080929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: International Stem Cell CORP
CENTRAL INDEX KEY: 0001355790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204494098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-940-6383
MAIL ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC III INC.
DATE OF NAME CHANGE: 20060310
4
1
kern_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-12
0
0001355790
International Stem Cell CORP
ISCO.OB
0001446397
Kern Russell
C/O INTERNATIONAL STEM CELL CORPORATION
5950 PRIESTLY DRIVE
CARLSBAD
CA
92008
1
1
1
0
EVP and CSO
Stock Option (Right to Buy)
1.51
2018-03-12
4
A
0
150000
0
A
2028-03-12
Common Stock
150000
150000
D
3/36th of the shares underlying such options shall vest on June 12, 2018, and the remaining share in equal monthly installments over a period of 33 months.
/s/ Russell Kern
2018-03-14