0001019687-16-005598.txt : 20160328 0001019687-16-005598.hdr.sgml : 20160328 20160328184325 ACCESSION NUMBER: 0001019687-16-005598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160324 FILED AS OF DATE: 20160328 DATE AS OF CHANGE: 20160328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Russell CENTRAL INDEX KEY: 0001446397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 161533281 MAIL ADDRESS: STREET 1: 2595 JASON CT CITY: OCEANSIDE STATE: CA ZIP: 92056 FORMER NAME: FORMER CONFORMED NAME: Semechkin Ruslan DATE OF NAME CHANGE: 20120117 FORMER NAME: FORMER CONFORMED NAME: Semechkin Rouslan DATE OF NAME CHANGE: 20080929 4 1 kern_f4-032416.xml OWNERSHIP DOCUMENT X0306 4 2016-03-24 0 0001355790 International Stem Cell CORP ISCO.OB 0001446397 Kern Russell C/O INTERNATIONAL STEM CELL CORPORATION 5950 PRIESTLY DRIVE CARLSBAD CA 92008 1 1 1 0 EVP, Chief Scientific Officer Stock Option (Right to Buy) 3.75 2016-03-24 4 A 0 180000 0 D 2016-03-24 Common Stock 180000 180000 D 1/4th of the shares underlying such options shall vest on March 24, 2017, and the remaining share in equal monthly installments over a period of three years. /s/ Mahnaz Ebrahimi, Attorney-in-Fact 2016-03-28