0001019687-16-005598.txt : 20160328
0001019687-16-005598.hdr.sgml : 20160328
20160328184325
ACCESSION NUMBER: 0001019687-16-005598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160324
FILED AS OF DATE: 20160328
DATE AS OF CHANGE: 20160328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: International Stem Cell CORP
CENTRAL INDEX KEY: 0001355790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204494098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-940-6383
MAIL ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC III INC.
DATE OF NAME CHANGE: 20060310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kern Russell
CENTRAL INDEX KEY: 0001446397
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51891
FILM NUMBER: 161533281
MAIL ADDRESS:
STREET 1: 2595 JASON CT
CITY: OCEANSIDE
STATE: CA
ZIP: 92056
FORMER NAME:
FORMER CONFORMED NAME: Semechkin Ruslan
DATE OF NAME CHANGE: 20120117
FORMER NAME:
FORMER CONFORMED NAME: Semechkin Rouslan
DATE OF NAME CHANGE: 20080929
4
1
kern_f4-032416.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-24
0
0001355790
International Stem Cell CORP
ISCO.OB
0001446397
Kern Russell
C/O INTERNATIONAL STEM CELL CORPORATION
5950 PRIESTLY DRIVE
CARLSBAD
CA
92008
1
1
1
0
EVP, Chief Scientific Officer
Stock Option (Right to Buy)
3.75
2016-03-24
4
A
0
180000
0
D
2016-03-24
Common Stock
180000
180000
D
1/4th of the shares underlying such options shall vest on March 24, 2017, and the remaining share in equal monthly installments over a period of three years.
/s/ Mahnaz Ebrahimi, Attorney-in-Fact
2016-03-28