-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R5B4DJ+nBEPeOBukGQP4DSXISWkTzE/X/wIYHAKfUoHX+UgwA0A7PT5YWWw30gkw wDnV9e4cq44AN/gq40Gsnw== 0001104659-06-061408.txt : 20060915 0001104659-06-061408.hdr.sgml : 20060915 20060915152637 ACCESSION NUMBER: 0001104659-06-061408 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20060915 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060915 DATE AS OF CHANGE: 20060915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Santa Lucia Bancorp CENTRAL INDEX KEY: 0001355607 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51901 FILM NUMBER: 061093353 BUSINESS ADDRESS: STREET 1: P. O. BOX 6047 CITY: ATASCADERO STATE: CA ZIP: 93423 BUSINESS PHONE: 805-466-7087 MAIL ADDRESS: STREET 1: P. O. BOX 6047 CITY: ATASCADERO STATE: CA ZIP: 93423 8-K 1 a06-19773_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) September 15, 2006

Santa Lucia Bancorp

(Exact name of Registrant as specified in its charter)

California

 

000-51901

 

35-2267934

(State or other jurisdiction

 

(File number)

 

(I.R.S. Employer

of incorporation)

 

 

 

Identification No.)

 

 

 

 

 

7480 El Camino Real, Atascadero, CA

 

93422

(Address of principal executive office)

 

(Zip Code)

 

Registrant’s telephone number, including area code  (805) 466-7087

Not Applicable

(Former name or former address, if changes since last report)

Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o            Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o            Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))

 



SECTION  8 – OTHER EVENTS

Item 8.01         Other Events.

Jerry W. DeCou III, Chairman of the Board of Santa Lucia Bancorp, recently announced a 20-cent per share cash dividend to shareholders of record as of September 30, 2006.  The dividend will be paid on or about October 20, 2006.  Attached hereto as Exhibit 99.1 is a press release, dated September 15, 2006, announcing the dividend.  In addition to the press release, Santa Lucia Bancorp will announce the dividend through an advertisement placed in a local paper, the form of which is attached hereto as Exhibit 99.2.

This is the first cash dividend paid by Santa Lucia Bancorp, which was formed on April 3, 2006, to serve as the bank holding company for Santa Lucia Bank.  This dividend by Santa Lucia Bancorp continues the tradition of Santa Lucia Bank’s payment of consecutive cash dividends for the past 17 years.

Section 9 – Financial Statements and Exhibits

Item 9.01         Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.

 

Description

99.1

 

Press Release of September 15, 2006

99.2

 

Form of Advertisement announcing cash dividend

 

2



Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: September 15, 2006

SANTA LUCIA BANCORP

 

 

 

 

 

By:

/s/ LARRY H. PUTNAM

 

 

 

Larry H. Putnam

 

 

President & CEO

 

3



EXHIBIT INDEX

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release dated September 15, 2006

99.2

 

Form of advertisement announcing cash dividend

 

4


 EX-99.1 2 a06-19773_1ex99d1.htm EX-99.1

Exhibit 99.1

September 15, 2006

NEWS RELEASE

FOR IMMEDIATE RELEASE

Contacts:

 

Larry H. Putnam

 

(805) 466-7087

 

 

President and Chief Executive Officer

 

 

 

 

 

 

 

 

 

John Hansen

 

(805) 466-7087

 

 

Executive Vice President and Chief Financial Officer

 

 

 

 

 

 

 

 

 

Santa Lucia Bancorp

 

(805) 466-7087

 

 

www.santaluciabank.com

 

 

 

SANTA LUCIA BANCORP (ATASCADERO, CALIFORNIA)

(OTC Bulletin Board: SLBA.OB)

ANNOUNCES CASH DIVIDEND

Mr. Jerry W. DeCou III, Chairman of the Board of Santa Lucia Bancorp recently announced a 20-cent per share cash dividend to shareholders of record as of September 30, 2006.  The dividend will be paid on or about October 20, 2006.

This is the first cash dividend paid by Santa Lucia Bancorp, which was formed on April 3, 2006, to serve as the bank holding company for Santa Lucia Bank.  This dividend by Santa Lucia Bancorp continues the tradition of Santa Lucia Bank’s payment of consecutive cash dividends for the past 17 years.

“The Board of Directors of Santa Lucia Bancorp would like to thank the shareholders for their continued support.  The Board would also like to express its gratitude to the customers and staff of the Bank who makes the continued success of the company possible,” stated Mr. DeCou.

Santa Lucia Bancorp is headquartered in Atascadero, California and operates Santa Lucia Bank as a wholly owned subsidiary with offices in Atascadero, Paso Robles, Arroyo Grande and Santa Maria.  Santa Lucia Bank opened for business on August 5, 1985.

Statements concerning future performance, developments or events, expectations for growth and income forecasts, and any other guidance on future periods, constitute forward-looking statements that are subject to a number of risks and uncertainties.  Actual results may differ materially from stated expectations.  Specific factors include, but are not limited to, increased profitability, continued growth, the Bank’s beliefs as to the adequacy of its existing and anticipated allowances for loan losses, beliefs and expectations regarding actions that may be taken by regulatory authorities having oversight over the Company’s or Bank’s operations, interest rates and financial policies of the United States government, general economic conditions and California’s energy crisis.  Additional information on these and other factors that could affect financial results are included in the Company’s Securities and Exchange Commission filings.

When used in this release, the words or phrases such as “will likely result in”, “management expects that”, “will continue”, “is anticipated”, “estimate”, “projected”, or similar expressions are intended to identify “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 (PSLRA).  Readers should not place undue reliance on the forward-looking statements, which reflect management’s view only as of the date hereof.  Santa Lucia Bancorp undertakes no obligation to publicly revise these forward-looking statements to reflect subsequent events or circumstances.  This statement is included for the express purpose of protecting Santa Lucia Bancorp under PSLRA’s safe harbor provisions.

 


 EX-99.2 3 a06-19773_1ex99d2.htm EX-99.2

Exhibit 99.2

Santa Lucia Bancorp
Announces
Cash Dividend

 

The Board of Directors of Santa Lucia Bancorp are pleased to announce a 20-cent per share cash divident to shareholders of record as September 30, 2006 to be paid on or about October 20, 2006.

This is the first cash dividend paid by Santa Lucia Bancorp, however Santa Lucia Bank, a wholly owned subsidiary, has paid cash dividends for the past 17 consecutive years.

The last cash dividend was paid to shareholders of record as of March 31, 2006.

7480 EI Camino Real             Atascadero     466-7087

 


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