FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Liberty Interactive Corp [ LINTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/13/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Series A Liberty Interactive Common Stock | 05/13/2014 | M | 2,687 | A | $15.25 | 20,705 | D | |||
Series A Liberty Interactive Common Stock | 05/13/2014 | F | 1,436 | D | $28.55 | 19,269 | D | |||
Series A Liberty Ventures Common Stock | 05/13/2014 | M | 268 | A | $19.87 | 2,416(1) | D | |||
Series A Liberty Ventures Common Stock | 05/13/2014 | F | 89 | D | $60.06 | 2,327 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights | $15.25 | 05/13/2014 | M | 2,687 | (2) | 06/01/2014 | Series A Liberty Interactive Common Stock | 2,687 | $0.0000 | 0.0000 | D | ||||
Stock Appreciation Rights - LVNTA | $19.87(3) | 05/13/2014 | M | 268(3) | (2) | 06/01/2014 | Series A Liberty Ventures Common Stock | 268(3) | $0.0000 | 0.0000 | D |
Explanation of Responses: |
1. On February 27, 2014, the Issuer declared a stock dividend, payable to all holders of record on April 4, 2014 as of 5:00 p.m. New York City time, of one share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Ventures Common Stock outstanding. As a result, the reporting person received 1,074 shares of Series A Liberty Ventures Common Stock as of April 4, 2014. |
2. The derivative security is fully vested. |
3. This stock appreciation right was previously reported as a right for 134 shares of Series A Liberty Ventures Common Stock at a base price of $39.74 per share. The number of shares and the base price of this right were adjusted as of April 4, 2014, as a result of the stock dividend declared by the Issuer on February 27, 2014, and the anti-dilution provisions of the incentive plans under which such right was granted. |
/s/ Craig Troyer as Attorney-in-Fact for Larry E. Romrell | 05/15/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |