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Form 485APOS - Post-effective amendment [Rule 485(a)]:
SEC Accession No. 0001193125-16-683309
Filing Date
2016-08-17
Accepted
2016-08-16 18:38:07
Documents
18

Document Format Files

Seq Description Document Type Size
1 FORM 485APOS d114092d485apos.htm 485APOS 1590405
2 INVESTMENT ADVISORY AGREEMENT DATED MAY 12, 2016 d114092dex99d7.htm EX-99.(D)(7) 44570
3 AMENDED SCHEDULE A DATED AUGUST 5, 2016 TO THE DISTRIBUTION AGREEMENT d114092dex99e1ii.htm EX-99.(E)(1)(II) 3139
4 NOTICE TO MASTER CUSTODIAN AGREEMENT DATED MARCH 30, 2016 d114092dex99g1ii.htm EX-99.(G)(1)(II) 14734
5 REVISED EXHIBIT A DATED FEBRUARY 18, 2016 TO ADMINISTRATION SERVICES AGREEMENT d114092dex99h1iii.htm EX-99.(H)(1)(III) 3026
6 NOTICE TO MASTER SUB-ADMINISTRATION AGREEMENT DATED MARCH 30, 2016 d114092dex99h5i.htm EX-99.(H)(5)(I) 10595
7 REVISED SCHEDULE A DATED JULY 27, 2016 TO TRANSFER AGENCY AND SERVICE AGREEMENT d114092dex99h6ii.htm EX-99.(H)(6)(II) 15517
8 EXPENSE LIMITATION AND RECOUPMENT AGREEMENT DATED MAY 12, 2016 d114092dex99h11.htm EX-99.(H)(11) 9624
9 OPINION OF ROPES & GRAY LLP WITH RESPECT TO MERGER ARBITRAGE FUND d114092dex99i6.htm EX-99.(I)(6) 5701
10 CONSENTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRMS d114092dex99j1.htm EX-99.(J)(1) 5306
11 RULE 12B-1 DIST PLAN RELATING TO CLASS A AND CLASS C SHARES OF MERGER ARBITRAGE d114092dex99m5.htm EX-99.(M)(5) 10084
12 RULE 18F-3 MULTI-CLASS PLAN RELATING TO MERGER ARBITRAGE FUND d114092dex99n4.htm EX-99.(N)(4) 33992
15 GRAPHIC g114092corresplogo.jpg GRAPHIC 7748
16 GRAPHIC g114092exchead.jpg GRAPHIC 13819
17 GRAPHIC g114092exehead.jpg GRAPHIC 17388
18 GRAPHIC g114092exhlogo.jpg GRAPHIC 7560
19 GRAPHIC g114092g87q38.gif GRAPHIC 1439
20 GRAPHIC g135876imgd5187f761.gif GRAPHIC 1597
  Complete submission text file 0001193125-16-683309.txt   1818251

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001354917      
Series S000054634   Highland Merger Arbitrage Fund
Class/Contract C000171609   Class A
Class/Contract C000171610   Class C
Class/Contract C000171611   Class Z
Mailing Address 200 CRESCENT COURT SUITE 700 DALLAS TX 75201
Business Address 200 CRESCENT COURT SUITE 700 DALLAS TX 75201 972-628-4100
Highland Funds I (Filer) CIK: 0001354917 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 485APOS | Act: 33 | File No.: 333-132400 | Film No.: 161837113

Mailing Address 200 CRESCENT COURT SUITE 700 DALLAS TX 75201
Business Address 200 CRESCENT COURT SUITE 700 DALLAS TX 75201 972-628-4100
Highland Funds I (Filer) CIK: 0001354917 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 485APOS | Act: 40 | File No.: 811-21866 | Film No.: 161837114