8-A12B 1 d425413d8a12b.htm FORM 8-A12B Form 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Pyxis Funds I

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   See Below
(State of Incorporation or Organization)   (I.R.S. Employer Identification No.)

 

200 Crescent Court, Suite 700, Dallas, Texas   75201
(Address of Principal Executive Offices)   (Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered:

 

Name of Each Exchange on

Which

Each Class is to be

Registered:

 

I.R.S. Employer

Identification No.

Pyxis/iBoxx Senior Loan ETF   NYSE Arca, Inc.   46-0691501

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ¨

Securities Act registration statement file number to which this form relates: 333-132400

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest is set forth in the registrant’s Registration Statement on Form N-1A (“Registration Statement”) (Commission File Nos. 811-21866; 333-132400), which description is incorporated herein by reference as filed with the Securities and Exchange Commission on October 19, 2012 pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933, as amended. Any form of supplement or amendment to the Registration Statement that is subsequently filed that relates to a Fund is hereby also incorporated by reference herein.

 

Item 2. Exhibits

 

(a) Amended and Restated Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registration Statement.
(b) Bylaws, incorporated herein by reference to Exhibit (b) to the Registration Statement.

[Signature Page Follows]


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  (Registrant) Pyxis Funds I                
Date:   October 19, 2012
By:   /s/ Ethan Powell                                
 

Ethan Powell

Secretary