Form 8-A12B

0001193125-12-428850.txt : 20121019 0001193125-12-428850.hdr.sgml : 20121019 20121019171324 ACCESSION NUMBER: 0001193125-12-428850 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20121019 DATE AS OF CHANGE: 20121019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PYXIS FUNDS I CENTRAL INDEX KEY: 0001354917 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-35709 FILM NUMBER: 121153070 BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: Highland Funds I DATE OF NAME CHANGE: 20060302 8-A12B 1 d425413d8a12b.htm FORM 8-A12B Form 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

Pyxis Funds I

(Exact Name of Registrant as Specified in Its Charter)


Delaware		See Below
(State of Incorporation or Organization)		(I.R.S. Employer Identification No.)


200 Crescent Court, Suite 700, Dallas, Texas		75201
(Address of Principal Executive Offices)		(Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of Each Class

to be so Registered:

Name of Each Exchange on

Which

Each Class is to be

Registered:

I.R.S. Employer

Identification No.

Pyxis/iBoxx Senior Loan ETF

NYSE Arca, Inc.

46-0691501

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨

Securities Act registration statement file number to which this form relates: 333-132400

Securities to be registered pursuant to Section 12(g) of the Act: None

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1.

Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest is set forth in the registrant’s Registration Statement on Form N-1A (“Registration Statement”) (Commission File Nos. 811-21866; 333-132400), which description is incorporated herein by reference as filed with the Securities and Exchange Commission on October 19, 2012 pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933, as amended. Any form of supplement or amendment to the Registration Statement that is subsequently filed that relates to a Fund is hereby also incorporated by reference herein.

Item 2.

Exhibits

(a)	Amended and Restated Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registration Statement.

(b)	Bylaws, incorporated herein by reference to Exhibit (b) to the Registration Statement.

[Signature Page Follows]

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.



		(Registrant) Pyxis Funds I

Date:		October 19, 2012

By:		/s/ Ethan Powell
		Ethan Powell Secretary