0000899243-21-027262.txt : 20210702
0000899243-21-027262.hdr.sgml : 20210702
20210702170537
ACCESSION NUMBER: 0000899243-21-027262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rodriguez Arturo
CENTRAL INDEX KEY: 0001354895
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38937
FILM NUMBER: 211071298
MAIL ADDRESS:
STREET 1: C/O ATARI, INC.
STREET 2: 417 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aterian, Inc.
CENTRAL INDEX KEY: 0001757715
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634]
IRS NUMBER: 831739858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 37 EAST 18TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (347)676-1681
MAIL ADDRESS:
STREET 1: 37 EAST 18TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Mohawk Group Holdings, Inc.
DATE OF NAME CHANGE: 20181031
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-30
0
0001757715
Aterian, Inc.
ATER
0001354895
Rodriguez Arturo
C/O ATERIAN, INC.
37 E 18TH STREET, 7TH FLOOR
NEW YORK
NY
10003
0
1
0
0
Chief Financial Officer
Common Stock
2021-06-30
4
A
0
23541
0.00
A
171759
D
Common Stock
2021-06-30
4
A
0
2000
0.00
A
173759
D
Common Stock
2021-06-30
4
A
0
96000
0.00
A
269759
D
The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds.
Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021.
Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021, subject to the Reporting Person's continued service to the Issuer through such vesting date.
Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12 of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
/s/ Arturo Rodriguez
2021-07-02