0001437749-21-029332.txt : 20211228
0001437749-21-029332.hdr.sgml : 20211228
20211228081837
ACCESSION NUMBER: 0001437749-21-029332
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210505
FILED AS OF DATE: 20211228
DATE AS OF CHANGE: 20211228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wager Lisa
CENTRAL INDEX KEY: 0001862056
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40385
FILM NUMBER: 211522071
MAIL ADDRESS:
STREET 1: 100 BURTT RD.
STREET 2: SUITE 115
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Byrna Technologies Inc.
CENTRAL INDEX KEY: 0001354866
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 711050654
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 100 BURTT ROAD
STREET 2: SUITE 115
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-868-5011
MAIL ADDRESS:
STREET 1: 100 BURTT ROAD
STREET 2: SUITE 115
CITY: ANDOVER
STATE: MA
ZIP: 01810
FORMER COMPANY:
FORMER CONFORMED NAME: Security Devices International Inc.
DATE OF NAME CHANGE: 20060301
3/A
1
rdgdoc.xml
FORM 3/A
X0206
3/A
2021-05-05
2021-06-11
0
0001354866
Byrna Technologies Inc.
BYRN
0001862056
Wager Lisa
100 BURTT ROAD, SUITE 115
ANDOVER
MA
01810
1
Chief Legal Officer
Common Stock
164317
D
Common Stock
270
I
See footnote
Stock Options (right to buy)
1.9000
2024-12-30
Common Stock
60000
D
Restricted Stock Units
Common Stock
150000
D
The reporting person is custodian for her children under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The stock options became exercisable upon issuance.
The restricted stock units vest as follows: (i) one-third of the RSUs have no price trigger, (ii) the second one-third of the RSUs will be triggered when BYRN's stock trades above $30.00 on a 20-day Volume Weighted Average Price ("VWAP"), (iii) the final one-third of the RSUs will be triggered when the stock trades above $40.00 on a 20-day VWAP; and (iv) the reporting person must remain employed by the Company until August 31, 2023 for the restricted stock units to vest. This amends the earlier form 3 which incorrectly stated that the first one-third of the RSU's have a $20.00 price trigger. The restricted stock units will be settled in cash or shares of BYRN common stock on or before March 15, 2024.
Each restricted stock unit represents a contingent right to receive one share of BYRN common stock or cash.
This Form 3/A is being filed to correct the Form 3 filed in error on 12/27/2021 which omitted the date of original filing of 06/11/2021 and contained certain formatting errors.
/s/ Lisa Wager
2021-12-28