0001437749-21-029332.txt : 20211228 0001437749-21-029332.hdr.sgml : 20211228 20211228081837 ACCESSION NUMBER: 0001437749-21-029332 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210505 FILED AS OF DATE: 20211228 DATE AS OF CHANGE: 20211228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wager Lisa CENTRAL INDEX KEY: 0001862056 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40385 FILM NUMBER: 211522071 MAIL ADDRESS: STREET 1: 100 BURTT RD. STREET 2: SUITE 115 CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Byrna Technologies Inc. CENTRAL INDEX KEY: 0001354866 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 711050654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 100 BURTT ROAD STREET 2: SUITE 115 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-868-5011 MAIL ADDRESS: STREET 1: 100 BURTT ROAD STREET 2: SUITE 115 CITY: ANDOVER STATE: MA ZIP: 01810 FORMER COMPANY: FORMER CONFORMED NAME: Security Devices International Inc. DATE OF NAME CHANGE: 20060301 3/A 1 rdgdoc.xml FORM 3/A X0206 3/A 2021-05-05 2021-06-11 0 0001354866 Byrna Technologies Inc. BYRN 0001862056 Wager Lisa 100 BURTT ROAD, SUITE 115 ANDOVER MA 01810 1 Chief Legal Officer Common Stock 164317 D Common Stock 270 I See footnote Stock Options (right to buy) 1.9000 2024-12-30 Common Stock 60000 D Restricted Stock Units Common Stock 150000 D The reporting person is custodian for her children under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The stock options became exercisable upon issuance. The restricted stock units vest as follows: (i) one-third of the RSUs have no price trigger, (ii) the second one-third of the RSUs will be triggered when BYRN's stock trades above $30.00 on a 20-day Volume Weighted Average Price ("VWAP"), (iii) the final one-third of the RSUs will be triggered when the stock trades above $40.00 on a 20-day VWAP; and (iv) the reporting person must remain employed by the Company until August 31, 2023 for the restricted stock units to vest. This amends the earlier form 3 which incorrectly stated that the first one-third of the RSU's have a $20.00 price trigger. The restricted stock units will be settled in cash or shares of BYRN common stock on or before March 15, 2024. Each restricted stock unit represents a contingent right to receive one share of BYRN common stock or cash. This Form 3/A is being filed to correct the Form 3 filed in error on 12/27/2021 which omitted the date of original filing of 06/11/2021 and contained certain formatting errors. /s/ Lisa Wager 2021-12-28