0001062993-15-003630.txt : 20150630 0001062993-15-003630.hdr.sgml : 20150630 20150630131020 ACCESSION NUMBER: 0001062993-15-003630 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150619 FILED AS OF DATE: 20150630 DATE AS OF CHANGE: 20150630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Security Devices International Inc. CENTRAL INDEX KEY: 0001354866 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 4830 WEST KENNEDY BLVD., SUITE 600 CITY: TAMPA STATE: FL ZIP: 33609 BUSINESS PHONE: 905-582-6402 MAIL ADDRESS: STREET 1: 4830 WEST KENNEDY BLVD., SUITE 600 CITY: TAMPA STATE: FL ZIP: 33609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Rodd CENTRAL INDEX KEY: 0001604931 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-132456 FILM NUMBER: 15960812 MAIL ADDRESS: STREET 1: 12 SOUTH MAIN STREET, SUITE 203 CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REF Securities & Co. CENTRAL INDEX KEY: 0001604925 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-132456 FILM NUMBER: 15960813 BUSINESS ADDRESS: STREET 1: 12 SOUTH MAIN STREET, SUITE 203 CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203-663-1300 MAIL ADDRESS: STREET 1: 12 SOUTH MAIN STREET, SUITE 203 CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NLW1, LLC CENTRAL INDEX KEY: 0001646405 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-132456 FILM NUMBER: 15960814 BUSINESS ADDRESS: STREET 1: 12 SOUTH MAIN STREET STREET 2: SUITE 203 CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 2036631300 MAIL ADDRESS: STREET 1: 12 SOUTH MAIN STREET STREET 2: SUITE 203 CITY: NORWALK STATE: CT ZIP: 06854 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2015-06-19 0 0001354866 Security Devices International Inc. SDEV 0001646405 NLW1, LLC 12 SOUTH MAIN STREET, SUITE 203 NORWALK CT 06845 0 0 1 0 0001604925 REF Securities & Co. 12 SOUTH MAIN STREET, SUITE 203 NORWALK CT 06854 0 0 1 0 0001604931 Friedman Rodd 12 SOUTH MAIN STREET, SUITE 203 NORWALK CT 06854 0 0 1 0 Common Stock, par value $0.001 7575757 I See footnotes Common Stock, par value $0.001 2898765 I See footnotes This Form 3 is filed jointly by NLW1, LLC ("NLW1"), REF Securities & Co. ("REF"), and Rodd Friedman (collectively the "Reporting Persons"). Each of the Reporting persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to this extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) the beneficial owners of any securities of the issuer he or it does not directly own. Represents securities owned directly by NLW1. Represents securities owned directly by REF. Mr. Friedman is the sole manager of NLW1 and controls REF and may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities reported by NLW1. /s/ Rodd Friedman, Manager 2015-06-29 /s/ Rodd Friedman, President 2015-06-29 /s/ Rodd Friedman 2015-06-29