0001062993-15-003630.txt : 20150630
0001062993-15-003630.hdr.sgml : 20150630
20150630131020
ACCESSION NUMBER: 0001062993-15-003630
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150619
FILED AS OF DATE: 20150630
DATE AS OF CHANGE: 20150630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Security Devices International Inc.
CENTRAL INDEX KEY: 0001354866
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 4830 WEST KENNEDY BLVD., SUITE 600
CITY: TAMPA
STATE: FL
ZIP: 33609
BUSINESS PHONE: 905-582-6402
MAIL ADDRESS:
STREET 1: 4830 WEST KENNEDY BLVD., SUITE 600
CITY: TAMPA
STATE: FL
ZIP: 33609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Friedman Rodd
CENTRAL INDEX KEY: 0001604931
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-132456
FILM NUMBER: 15960812
MAIL ADDRESS:
STREET 1: 12 SOUTH MAIN STREET, SUITE 203
CITY: NORWALK
STATE: CT
ZIP: 06854
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REF Securities & Co.
CENTRAL INDEX KEY: 0001604925
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-132456
FILM NUMBER: 15960813
BUSINESS ADDRESS:
STREET 1: 12 SOUTH MAIN STREET, SUITE 203
CITY: NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: 203-663-1300
MAIL ADDRESS:
STREET 1: 12 SOUTH MAIN STREET, SUITE 203
CITY: NORWALK
STATE: CT
ZIP: 06854
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NLW1, LLC
CENTRAL INDEX KEY: 0001646405
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-132456
FILM NUMBER: 15960814
BUSINESS ADDRESS:
STREET 1: 12 SOUTH MAIN STREET
STREET 2: SUITE 203
CITY: NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: 2036631300
MAIL ADDRESS:
STREET 1: 12 SOUTH MAIN STREET
STREET 2: SUITE 203
CITY: NORWALK
STATE: CT
ZIP: 06854
3
1
form3.xml
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3
2015-06-19
0
0001354866
Security Devices International Inc.
SDEV
0001646405
NLW1, LLC
12 SOUTH MAIN STREET, SUITE 203
NORWALK
CT
06845
0
0
1
0
0001604925
REF Securities & Co.
12 SOUTH MAIN STREET, SUITE 203
NORWALK
CT
06854
0
0
1
0
0001604931
Friedman Rodd
12 SOUTH MAIN STREET, SUITE 203
NORWALK
CT
06854
0
0
1
0
Common Stock, par value $0.001
7575757
I
See footnotes
Common Stock, par value $0.001
2898765
I
See footnotes
This Form 3 is filed jointly by NLW1, LLC ("NLW1"), REF Securities & Co. ("REF"), and Rodd Friedman (collectively the "Reporting Persons"). Each of the Reporting persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to this extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) the beneficial owners of any securities of the issuer he or it does not directly own.
Represents securities owned directly by NLW1.
Represents securities owned directly by REF.
Mr. Friedman is the sole manager of NLW1 and controls REF and may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities reported by NLW1.
/s/ Rodd Friedman, Manager
2015-06-29
/s/ Rodd Friedman, President
2015-06-29
/s/ Rodd Friedman
2015-06-29