0001354821-12-000007.txt : 20120510
0001354821-12-000007.hdr.sgml : 20120510
20120510150719
ACCESSION NUMBER: 0001354821-12-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120510
DATE AS OF CHANGE: 20120510
EFFECTIVENESS DATE: 20120510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVIN CAPITAL STRATEGIES, L.P.
CENTRAL INDEX KEY: 0001354821
IRS NUMBER: 870753486
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12154
FILM NUMBER: 12829807
BUSINESS ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-259-0800
MAIL ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
lcs13f1q2012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F-HR COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment: |_|; Amendment Number:
This Amendment (Check only one): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Levin Capital Strategies, L.P.
Address: 595 Madison Avenue, 17th Floor
New York, NY 10022
Form 13F File Number: 028-12154
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John A. Levin
Title: Chairman/CEO
Phone: 212-259-0800
Signature, Place, and Date of Signing:
John A. Levin New York, New York May 10, 2012
Report Type (Check one only):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-01190 Frank Russell Company
---------------------------------------------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 292
Form 13F Information Table Value Total: $3,780,759
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file nember(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 1396 15645 SH Sole 2250 13395
21808 244455 SH Shared-Other 1000 228160 15295
A H BELO CORPORATION COM CL A 001282102 217 44470 SH Sole 44470
ABB LTD SPONSORED ADR 000375204 100 4900 SH Sole 4900
12640 619301 SH Shared-Other 336300 283001
ABBOTT LABS COM 002824100 469 7650 SH Shared-Other 1340 6310
ACTIVE NETWORK INC COM 00506D100 1431 85000 SH Sole 85000
ACUITY BRANDS INC COM 00508Y102 3559 56650 SH Shared-Other 56650
AECOM TECHNOLOGY CORP COM 00766T100 3458 154574 SH Shared-Other 154574
AEROVIRONMENT INC COM 008073108 41 1547 SH Sole 1547
1152 42980 SH Shared-Other 42980
AES CORP COM 00130h105 1948 149018 SH Sole 149018
AFFYMETRIX INC COM 00826T108 2381 557535 SH Sole 557535
924 216473 SH Shared-Other 216473
AGILENT TECHNOLOGIES COM 00846U101 16278 365707 SH Shared-Other 1425 363375 907
AIR PRODS & CHEMS COM 009158106 1258 13700 SH Shared-Other 13700
ALCOA COM 013817101 553 55195 SH Sole 14895 40300
2000 199645 SH Shared-Other 155845 43800
ALLEGHANY CORP DEL COM 017175100 546 1659 SH Shared-Other 1659
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 203 13000 SH Sole 13000
3231 207000 SH Shared-Other 205200 1800
ALUMINA LTD SPONSORED ADR 022205108 3864 751750 SH Shared-Other 751750
AMEREN CORP COM 023608102 1222 37516 SH Sole 37516
1831 56190 SH Shared-Other 52530 3660
AMERESCO INC CL A 02361E108 1514 111761 SH Shared-Other 111761
AMERICAN EAGLE OUTFITTERS COM 02553E106 2252 131000 SH Sole 131000
AMERICAN ELECTRIC POWER COM 025537101 915 23724 SH Sole 15324 8400
2973 77067 SH Shared-Other 74837 2230
AMERICAN INTL GROUP COM 026874784 3 105 SH Sole 105
3391 109997 SH Shared-Other 109997
AMERICAN TOWER REIT INC COM 03027x100 866 13743 SH Sole 13743
AMERICAN WTR WKS INC COM 030420103 248 7300 SH Sole 7300
ANADARKO PETE CORP COM 032511107 3063 39101 SH Sole 33066 3100 2935
17473 223041 SH Shared-Other 675 220034 2332
APPLE COMPUTER INC COM 037833100 826 1378 SH Sole 750 628
810 1351 SH Shared-Other 938 413
APPLIED MATLS INC COM 038222105 890 71490 SH Shared-Other 66705 4785
ARCH CAP GROUP LTD ORD G0450A105 726 19500 SH Shared-Other 19500
ARM HLDGS PLC SPONSORED ADR 042068106 276 9750 SH Shared-Other 9750
AT&T INC COM 00206R102 2687 86055 SH Shared-Other 86055
AVG TECHNOLOGIES N V SHS N07831105 2392 160000 SH Sole 160000
BABCOCK & WILCOX CO NEW COM 05615F102 6950 269884 SH Shared-Other 269884
BAKER HUGHES INC COM 057224107 584 13925 SH Shared-Other 13925
BANK OF AMERICA CORP COM 060505104 830 86780 SH Shared-Other 82980 3800
BANK OF NY MELLON CORP COM 064058100 6123 253745 SH Sole 35000 156005 62740
15030 622872 SH Shared-Other 2801 620071
BARRICK GOLD CORPORATION COM 067901108 13746 316150 SH Sole 12500 216059 87591
277 6368 SH Shared-Other 6368
BAXTER INTL INC COM 071813109 4037 67533 SH Sole 48225 19308
5792 96882 SH Shared-Other 1300 95582
BECTON DICKINSON & CO COM 075887109 889 11450 SH Sole 11450
11936 153714 SH Shared-Other 500 148264 4950
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1586 19550 SH Shared-Other 6700 12850
BIO RAD LABS INC CL A 090572207 3318 32002 SH Sole 18654 13288 60
57130 550968 SH Shared-Other 549308 1660
BIOGEN IDEC INC COM 09062X103 560 4448 SH Shared-Other 4448
BLACK HILLS CORP COM 092113109 1283 38272 SH Sole 38272
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 284 17825 SH Sole 3000 14825
18439 1156803 SH Shared-Other 5075 1060853 90875
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 397 15000 SH Sole 15000
BP PLC SPONSORED ADR 055622104 2640 58673 SH Shared-Other 15177 43496
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 688 5500 SH Sole 5237 263
BPZ RESOURCES INC COM 055639108 141 35000 SH Sole 35000
BRIGGS & STRATTON CORP COM 109043109 2563 142930 SH Sole 84188 58742
43525 2427501 SH Shared-Other 2427501
BRISTOL MYERS-SQUIBB COM 110122108 914 27080 SH Shared-Other 26080 1000
BROADWIND ENERGY INC COM 11161T108 165 350368 SH Shared-Other 350368
BROWN & BROWN INC COM 115236101 719 30225 SH Shared-Other 30225
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1468 100000 SH Sole 100000
76 5170 SH Shared-Other 5170
CALPINE CORP COM 131347304 4043 234908 SH Sole 178 167490 67240
12090 702480 SH Shared-Other 702480
CANADIAN NATL RY CO COM 136375102 1477 18600 SH Shared-Other 18600
CATERPILLAR INC COM 149123101 138 1300 SH Sole 1300
5020 47125 SH Shared-Other 50 46150 925
CENTERPOINT ENERGY INC COM 15189T107 381 19314 SH Sole 314 19000
166 8425 SH Shared-Other 4915 3510
CHARMING SHOPPES INC COM 161133103 599 101500 SH Sole 101500
CHEMED CORP COM 16359R103 251 4000 SH Sole 4000
CHEVRON CORP NEW COM 166764100 6559 61181 SH Shared-Other 59333 1848
CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 543 229991 SH Shared-Other 229991
CIGNA CORPORATION COM 125509109 187 3800 SH Sole 3800
850 17265 SH Shared-Other 17265
CITIGROUP INC COM 172967424 12456 340806 SH Sole 15000 207573 118233
19594 536090 SH Shared-Other 1890 497241 36959
CMS ENERGY CORP COM 125896100 965 43873 SH Sole 43873
1197 54419 SH Shared-Other 54419
CNA FINL CORP COM 126117100 1210 41250 SH Shared-Other 41250
COCA COLA CO COM 191216100 3187 43059 SH Sole 9274 33785
20611 278484 SH Shared-Other 3200 244253 31031
COMCAST CORP NEW CL A 20030N101 2599 86607 SH Shared-Other 86607
COMCAST CORP SPECIAL CL A 20030N200 197 6675 SH Sole 6675
11084 375612 SH Shared-Other 1437 373725 450
COMMUNITY HEALTH SYS COM 203668108 556 25000 SH Sole 25000
COMVERGE INC COM 205859101 64 34717 SH Sole 34717
CONOCOPHILLIPS COM 20825C104 290 3812 SH Shared-Other 2990 822
CORNING INC COM 219350105 9140 649159 SH Sole 308133 287636 53390
92975 6603347 SH Shared-Other 6301155 302192
COSTAR GROUP INC COM 22160N109 987 14290 SH Sole 14290
COVANTA HLDG CORP COM 22282E102 2889 178031 SH Sole 178031
13061 804738 SH Shared-Other 804738
COVIDIEN PLC SHS G2554F113 2337 42748 SH Sole 25699 17049
38438 702967 SH Shared-Other 702967
CREE RESH INC COM 225447101 4781 151140 SH Shared-Other 151140
CUMMINS ENGINE COM 231021106 480 4000 SH Shared-Other 4000
DANAHER CORP DEL COM 235851102 560 10000 SH Sole 10000
DELTA AIRLINES COM 247361702 1684 169865 SH Sole 169865
DEVON ENERGY CORP COM 25179M103 3546 49858 SH Sole 31943 17915
84700 1190939 SH Shared-Other 65 1166099 24775
DIAGEO P L C SPON ADR NEW 25243Q205 359 3720 SH Sole 3720
16081 166644 SH Shared-Other 1070 164619 955
DISH NETWORK CORP CL A 25470M109 659 20000 SH Sole 20000
DISNEY WALT CO COM 254687106 906 20695 SH Shared-Other 20295 400
DOLLAR GEN CORP COM 256677105 938 20300 SH Sole 20300
DOUGLAS DYNAMICS INC COM 25960R105 1031 74994 SH Sole 74994
699 50810 SH Shared-Other 46630 4180
DOVER CORP COM COM 260003108 277 4400 SH Sole 4400
DRESSER-RAND GROUP INC COM 261608103 1322 28500 SH Sole 26500 2000
9821 211700 SH Shared-Other 211700
DU PONT E I DE NEMOURS & CO COM 263534109 291 5500 SH Sole 5500
2154 40710 SH Shared-Other 40710
DUKE ENERGY CORP COM 26441C105 6 300 SH Sole 300
1587 75537 SH Shared-Other 72712 2825
DUN & BRADSTREET CORP DEL NE COM 26483E100 127 1500 SH Sole 1500
325 3840 SH Shared-Other 3840
DUNKIN' BRANDS GROUP INC COM 265504100 226 7500 SH Sole 7500
E M C CORP MASS COM 268648102 5824 194913 SH Sole 141904 53009
65126 2179577 SH Shared-Other 2179577
E TRADE FINANCIAL CORP COM 269246401 109 10000 SH Sole 10000
EATON CORP COM 278058102 5925 118900 SH Sole 71779 47121
99127 1989302 SH Shared-Other 550 1987395 1357
EATON VANCE CORP COM 278265103 3247 113600 SH Shared-Other 113600
EBAY INC COM 278642103 1845 50000 SH Sole 50000
ECHELON CORP COM 27874N105 1038 234330 SH Shared-Other 234330
EDISON INTL COM 281020107 3325 78226 SH Sole 78226
296 6965 SH Shared-Other 5705 1260
EL PASO CORP COM 28336L109 17910 606096 SH Sole 606096
ELSTER GROUP SE SPONSORED ADR 290348101 6495 410816 SH Shared-Other 410816
EMERSON ELEC CO COM 291011104 3146 60299 SH Sole 35745 24554
53288 1021238 SH Shared-Other 1021238
ENTERGY CORP COM 29364G103 1030 15327 SH Sole 15327
EQUITABLE RES INC COM 26884L109 663 13750 SH Shared-Other 13750
ERESEARCH TECHNOLOGY INC COM 29481V108 122 15556 SH Shared-Other 15556
ESCO TECHNOLOGIES INC COM 296315104 3081 83800 SH Shared-Other 83800
EXELIS INC COM 30162A108 1787 142717 SH Sole 86517 56200
29346 2343921 SH Shared-Other 2343921
EXELON CORP COM 30161N101 1895 48322 SH Sole 36637 11685
16418 418719 SH Shared-Other 6595 412124
EXXON MOBIL CORP COM 30231G102 304 3500 SH Sole 3500
16284 187758 SH Shared-Other 183882 3876
FEDEX CORP COM 31428X106 1656 18005 SH Sole 1920 16085
8937 97180 SH Shared-Other 175 76895 20110
FIDELITY NATIONAL FINANCIAL CL A 31620R105 384 21285 SH Shared-Other 21285
FIDELITY NATL INFORMATION SV COM 31620M106 310 9355 SH Shared-Other 9355
FIRST SOLAR INC COM 336433107 5845 233351 SH Shared-Other 233351
FOOT LOCKER INC COM 344849104 1757 56600 SH Sole 56600
FORD MTR CO DEL COM PAR $0.01 345370860 16 1300 SH Sole 1300
4111 329570 SH Shared-Other 400 320419 8751
FOREST CITY ENTERPRISES INC CL A 345550107 4916 313900 SH Sole 313900
78 5000 SH Shared-Other 5000
FUELCELL ENERGY INC COM 35952H106 561 358598 SH Shared-Other 358598
GARDNER DENVER INC COM 365558105 613 9735 SH Shared-Other 9735
GENERAL AMER INVS COM 368802104 149 5138 SH Sole 5138
535 18434 SH Shared-Other 18434
GENERAL ELECTRIC CO COM 369604103 3561 177445 SH Sole 63000 46605 67840
33756 1681927 SH Shared-Other 5310 1540095 136522
GENERAL MOTORS CORP COM 37045V100 62 2400 SH Sole 2400
5982 233223 SH Shared-Other 100 232623 500
GENON ENERGY INC COM 37244E107 1947 936242 SH Sole 936242
GENTIVA HEALTH SERV COM 37247A102 311 35600 SH Sole 35600
22 2476 SH Shared-Other 2000 476
GILDAN ACTIVEWEAR INC COM 375916103 974 35350 SH Sole 35350
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2652 59054 SH Shared-Other 11604 47450
GNC HLDGS INC COM CL A 36191G107 2296 65800 SH Sole 65800
GOLAR LNG LTD BERMUDA SHS G9456A100 1092 28700 SH Shared-Other 28700
GOODRICH CORP COM 382388106 8854 70581 SH Sole 70581
GOOGLE INC CL A 38259P508 10214 15928 SH Sole 700 9565 5663
3801 5928 SH Shared-Other 3134 2794
GRACO INC COM 384109104 584 11000 SH Sole 11000
GREAT PLAINS ENERGY COM 391164100 5080 250609 SH Sole 229409 21200
2179 107514 SH Shared-Other 106014 1500
GULFMARK OFFSHORE INC CL A NEW 402629208 3803 82735 SH Shared-Other 82735
HALIBURTON CO COM 406216101 4640 139803 SH Sole 83843 55960
75305 2268917 SH Shared-Other 2268917
HALOZYME THERAPEUTICS COM 40637H109 5374 421196 SH Sole 74876 234215 112105
6755 529407 SH Shared-Other 2100 486437 40870
HARTFORD FINL SVCS COM 416515104 670 31800 SH Sole 31800
5 220 SH Shared-Other 220
HERTZ GLOBAL HOLDINGS INC COM 42805T105 1034 68763 SH Sole 68763
HESS CORP COM 42809H107 5777 97990 SH Sole 70095 27895
1415 24000 SH Shared-Other 24000
HEWLETT PACKARD CO COM 428236103 9995 419409 SH Sole 15000 289161 115248
3640 152759 SH Shared-Other 500 140573 11686
HOME DEPOT INC COM 437076102 322 6400 SH Shared-Other 6400
HONEYWELL INC. COM 438516106 244 4000 SH Shared-Other 3000 1000
INGERSOLL-RAND PLC SHS G47791101 7854 189928 SH Sole 114712 75216
13735 332161 SH Shared-Other 975 292765 38421
INTEL CORP COM 458140100 792 28174 SH Shared-Other 24374 3800
INTERNATIONAL PAPER CO COM 460146103 11496 327510 SH Shared-Other 850 326110 550
INTL BUS MACHINES COM 459200101 18321 87805 SH Sole 57460 30345
49411 236813 SH Shared-Other 780 218629 17404
INTL FLAVORS & FRAGRANCES COM 459506101 293 5000 SH Sole 5000
1894 32325 SH Shared-Other 32325
ISHARES TR RUSSELL 2000 464287655 356 4305 SH Shared-Other 4305
JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 558 360231 SH Shared-Other 360231
JOHNSON & JOHNSON COM 478160104 13199 200112 SH Sole 127252 72860
38737 587278 SH Shared-Other 3501 552558 31219
JOHNSON CTLS INC COM 478366107 4373 134631 SH Sole 83137 51494
71597 2204348 SH Shared-Other 2104348 100000
JONES LANG LASALLE INC COM 48020Q107 250 3000 SH Shared-Other 3000
JP MORGAN CHASE & CO COM 46625H100 11628 252898 SH Sole 140101 83937 28860
153633 3341307 SH Shared-Other 1325 3274031 65951
KAYDON CORP COM 486587108 2552 100045 SH Shared-Other 100045
KKR & CO L P DEL COM UNITS 48248M102 245 16500 SH Sole 16500
14275 962600 SH Shared-Other 4750 957850
KRAFT FOODS INC CL A 50075N104 574 15100 SH Sole 15100
137 3600 SH Shared-Other 3600
LABORATORY AMER HLDGS COM 50540R409 317 3465 SH Shared-Other 3465
LEGG MASON INC COM 524901105 10776 385818 SH Sole 257575 128243
12319 441052 SH Shared-Other 1225 387750 52077
LIBERTY GLOBAL INC COM SER A 530555101 37 730 SH Sole 730
4775 95340 SH Shared-Other 519 94549 272
LIBERTY GLOBAL INC COM SER C 530555309 35 730 SH Sole 730
4885 102000 SH Shared-Other 519 101209 272
LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 54 611 SH Sole 611
4616 52368 SH Shared-Other 8 52360
LIFE TECHNOLOGIES CORPORATION COM 53217V109 7221 147920 SH Sole 8500 99420 40000
7378 151135 SH Shared-Other 140415 10720
LOEWS CORP COM 540424108 1835 46028 SH Shared-Other 46028
LOOPNET INC COM 543524300 4986 265513 SH Sole 265513
LOWES COS INC COM 548661107 4373 139368 SH Sole 82571 56797
74041 2359510 SH Shared-Other 2359510
MACYS INC COM 55616P104 5477 137868 SH Sole 69216 48277 20375
79372 1997773 SH Shared-Other 1976793 20980
MARSH & MCLENNAN COS COM 571748102 600 18305 SH Sole 18305
17670 538880 SH Shared-Other 2050 535400 1430
MASTEC INC COM 576323109 321 17771 SH Shared-Other 17771
MBIA INC COM 55262C100 171 17500 SH Sole 17500
MCMORAN EXPLORATION CO COM 582411104 348 32500 SH Sole 32500
MEDIVATION INC COM 58501N101 2020 27040 SH Sole 6000 13065 7975
3224 43145 SH Shared-Other 39190 3955
MEDTRONIC INC COM 585055106 6733 171795 SH Sole 45088 97932 28775
43605 1112654 SH Shared-Other 1112654
MEMC ELECTR MATLS INC COM 552715104 4772 1321934 SH Shared-Other 1321934
MERCK & CO INC COM 58933Y105 33264 866251 SH Sole 106771 558738 200742
135032 3516460 SH Shared-Other 3225 3473854 39381
MEREDITH CORP COM 589433101 308 9500 SH Shared-Other 9500
METLIFE INC COM 59156R108 8443 226049 SH Sole 99321 79138 47590
107625 2881534 SH Shared-Other 675 2805383 75476
MFS SPL VALUE TR SH BEN INT 55274E102 133 18700 SH Shared-Other 18700
MICROSOFT CORP COM 594918104 45406 1407728 SH Sole 291744 754749 361235
137216 4254112 SH Shared-Other 5825 4080118 168169
MOLSON COORS BREWING CO CL B 60871R209 5132 113413 SH Sole 70793 42620
78631 1737707 SH Shared-Other 1737707
MORGAN STANLEY COM 617446448 2992 152340 SH Sole 12500 94950 44890
726 36975 SH Shared-Other 36975
MOTOROLA SOLUTIONS INC COM NEW 620076307 5818 114464 SH Sole 64093 50371
771 15175 SH Shared-Other 7786 7389
MURPHY OIL CORP COM 626717102 570 10128 SH Shared-Other 10128
MYR GROUP INC DEL COM 55405W104 2831 158529 SH Shared-Other 158529
NABORS INDUSTRIES LTD SHS G6359F103 419 23984 SH Shared-Other 23984
NATIONAL GRID PLC SPON ADR NEW 636274300 1535 30415 SH Sole 30415
1000 19803 SH Shared-Other 19803
NATIONAL OILWELL VARCO COM 637071101 420 5280 SH Shared-Other 5280
NEW YORK TIMES CO CL A 650111107 35 5225 SH Sole 5225
1465 215700 SH Shared-Other 1275 214425
NEWMONT MINING CORP COM 651639106 359 7000 SH Shared-Other 5000 2000
NEWPARK RES INC COM PAR $.01NEW 651718504 375 45800 SH Shared-Other 45800
NEXTERA ENERGY INC. COM 65339F101 20 326 SH Sole 326
20037 328038 SH Shared-Other 328038
NISOURCE INC COM 65473P105 3045 125066 SH Sole 125066
1148 47140 SH Shared-Other 42050 5090
NORTHEAST UTILS COM 664397106 150 4036 SH Sole 4036
1194 32177 SH Shared-Other 31742 435
NORTHERN TRUST CORP COM 665859104 3392 71491 SH Sole 1550 32806 37135
12085 254683 SH Shared-Other 5400 195833 53450
NRG ENERGY INC COM COM 629377508 687 43847 SH Sole 43847
OCH ZIFF CAP MGMT GRP CL A 67551U105 883 95100 SH Sole 42300 52800
17966 1936006 SH Shared-Other 3525 1917930 14551
OMNICOM GROUP INC COM 681919106 1707 33710 SH Sole 9070 24640
16615 328033 SH Shared-Other 975 286695 40363
ORACLE SYSTEMS CORP COM 68389X105 8293 284385 SH Sole 207995 76390
4435 152100 SH Shared-Other 600 151100 400
ORMAT TECHNOLOGIES INC COM 686688102 2209 109626 SH Shared-Other 109626
OWENS CORNING NEW COM 690742101 360 10000 SH Sole 10000
PACCAR INC COM 693718108 2566 54793 SH Sole 33369 21424
40649 868015 SH Shared-Other 868015
PALL CORP COM 696429307 410 6875 SH Shared-Other 6875
PEPCO HOLDINGS INC COM 713291102 26 1400 SH Sole 1400
1159 61368 SH Shared-Other 58908 2460
PEPSICO INC COM 713448108 66 1000 SH Sole 1000
261 3929 SH Shared-Other 3929
PERKINELMER INC COM 714046109 484 17500 SH Shared-Other 17500
PFIZER INC COM 717081103 8946 395057 SH Sole 166986 142020 86051
111646 4930285 SH Shared-Other 1743 4817375 111167
PG&E CORP COM 69331C108 3331 76733 SH Sole 66558 10175
2850 65647 SH Shared-Other 63672 1975
PINNACLE WEST CAP CORP COM 723484101 1514 31616 SH Sole 28666 2950
2874 60009 SH Shared-Other 58949 1060
PITNEY BOWES INC. COM 724479100 2253 128130 SH Sole 94355 33775
103 5875 SH Shared-Other 3610 2265
PLAINS EXPL & PRODTN COM 726505100 969 22725 SH Sole 6255 16470
9005 211137 SH Shared-Other 950 182407 27780
POLYPORE INTL INC COM 73179V103 6884 195800 SH Shared-Other 195800
POST HLDGS INC COM 737446104 1462 44391 SH Sole 26115 18276
25378 770674 SH Shared-Other 770674
PPL CORP COM 69351T106 684 24220 SH Sole 19020 5200
333 11770 SH Shared-Other 10000 1770
PRAXAIR INC. COM 74005P104 258 2250 SH Shared-Other 2250
PRINCIPAL FINANCIAL GROUP COM 74251V102 3848 130391 SH Sole 81726 48665
60136 2037825 SH Shared-Other 2037825
PROCTER & GAMBLE CO COM 742718109 3379 50277 SH Shared-Other 50277
PROGRESSIVE CORP OHIO COM 743315103 2441 105300 SH Sole 105300
QUANTA SVCS INC COM COM 74762E102 9625 460531 SH Shared-Other 460531
QUEST DIAGNOSTICS INC COM 74834L100 231 3780 SH Shared-Other 3780
QUEST SOFTWARE INC COM 74834T103 877 37686 SH Sole 37686
RALCORP HLDGS INC COM 751028101 7841 105837 SH Sole 75337 30500
95296 1286226 SH Shared-Other 1286226
ROCKWELL COLLINS INC COM 774341101 679 11800 SH Shared-Other 11800
ROUNDYS INC COM COM 779268101 1157 108176 SH Sole 108176
544 50811 SH Shared-Other 50811
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2490 84600 SH Sole 84600
SCANA CORP NEW COM 80589M102 1288 28234 SH Shared-Other 26879 1355
SCHLUMBERGER LTD COM 806857108 7215 103178 SH Shared-Other 103178
SEALED AIR CORP COM 81211K100 579 30000 SH Sole 30000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 398 5550 SH Shared-Other 4550 1000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1538 41105 SH Sole 41105
ELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 294 9750 SH Shared-Other 9750
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2103 60000 SH Sole 60000
481 13730 SH Shared-Other 9635 4095
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 291 7875 SH Shared-Other 7875
SEMPRA ENERGY COM 816851109 1382 23042 SH Sole 23042
26816 447239 SH Shared-Other 198 447041
SIRIUS XM RADIO INC COM 82967N108 439 189907 SH Shared-Other 500 189407
SOLUTIA INC COM NEW 834376501 5271 188670 SH Sole 188670
SPDR GOLD TRUST GOLD SHS 78463V107 730 4500 SH Sole 4500
21868 134890 SH Shared-Other 50 134840
STAPLES INC COM 855030102 7582 468335 SH Sole 297383 170952
2082 128570 SH Shared-Other 70990 57580
STATE ST BOSTON CORP COM 857477103 810 17800 SH Shared-Other 17000 800
SUNTRUST BKS INC COM 867914103 2485 102800 SH Sole 101500 1300
7159 296200 SH Shared-Other 296200
TALBOTS INC COM 874161102 151 50000 SH Sole 50000
TARGET CORP COM 87612E106 4394 75403 SH Sole 44467 30936
75795 1300750 SH Shared-Other 1300750
TE CONNECTIVITY LTD REG SHS H84989104 508 13825 SH Shared-Other 13825
TEMPLETON DRAGON FD INC COM 88018T101 383 13500 SH Shared-Other 13500
TEMPUR PEDIC INTL INC COM 88023U101 2812 33300 SH Sole 33300
TENET HEALTHCARE COM 88033G100 372 70000 SH Sole 70000
THERMO FISHER SCIENTIFIC COM 883556102 6773 120140 SH Sole 76707 43433
2320 41150 SH Shared-Other 125 24845 16180
THOMAS & BETTS CORP COM 884315102 5500 76480 SH Sole 76480
TIFFANY & CO NEW COM 886547108 1933 27955 SH Shared-Other 20675 7280
TIME WARNER INC COM 887317303 196 5200 SH Sole 5200
8573 227098 SH Shared-Other 1400 225448 250
TOTAL S.A. COM 89151E109 453 8865 SH Sole 8865
125 2440 SH Shared-Other 1495 945
TRAVELERS COMPANIES COM 89417E109 1467 24776 SH Shared-Other 210 24566
TRINA SOLAR LIMITED SPON ADR 89628E104 6239 875036 SH Shared-Other 875036
TYCO INTERNATIONAL LTD SHS H89128104 893 15900 SH Sole 7500 8400
17674 314592 SH Shared-Other 1000 312892 700
UGI CORP NEW COM 902681105 2333 85600 SH Sole 85600
UIL HOLDINGS CORP COM 902748102 1593 45840 SH Shared-Other 45840
UNILEVER N V N Y SHS NEW 904784709 683 20065 SH Sole 3000 3870 13195
9310 273575 SH Shared-Other 175 234501 38899
UNION PAC CORP COM 907818108 282 2625 SH Shared-Other 2625
UNISOURCE ENERGY CORP COM 909205106 329 8990 SH Sole 8990
1485 40614 SH Shared-Other 38424 2190
UNITED CONTL HLDGS INC COM 910047109 8621 400995 SH Sole 263415 137580
1464 68115 SH Shared-Other 37570 30545
UNITED PARCEL SERVC CL B 911312106 1063 13175 SH Sole 5865 7310
19846 245860 SH Shared-Other 725 226381 18754
UNITED TECHNOLOGIES COM 913017109 3504 42252 SH Sole 21197 13915 7140
33487 403753 SH Shared-Other 391818 11935
UNIVERSAL DISPLAY CORP COM 91347P105 2279 62380 SH Shared-Other 62380
UNIVERSAL HEALTH SVCS COM 913903100 671 16000 SH Shared-Other 16000
URS CORP NEW COM 903236107 5071 119268 SH Shared-Other 119268
US BANCORP DEL COM NEW 902973304 508 16050 SH Sole 16050
184 5800 SH Shared-Other 3800 2000
VAIL RESORTS INC COM 91879q109 1243 28750 SH Sole 28750
VALIDUS HOLDINGS LTD COM SHS G9319H102 6564 212100 SH Sole 212100
VALMONT INDS INC COM 920253101 2212 18841 SH Shared-Other 18841
VELTI PLC ST HELIER SHS G93285107 2286 168700 SH Sole 168700
944 69650 SH Shared-Other 69650
VERIZON COMMUNICATIONS COM 92343V104 4483 117275 SH Sole 63006 54269
67973 1777998 SH Shared-Other 850 1774028 3120
VISTEON CORPORATION COM 92839U206 530 10000 SH Sole 10000
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 6057 218906 SH Sole 167355 51551
63623 2299349 SH Shared-Other 2297339 2010
VORNADO INC COM 929042109 154 1831 SH Sole 1831
5431 64497 SH Shared-Other 103 61035 3359
WEATHERFORD INTL INC COM H27013103 241 16000 SH Sole 16000
3706 245560 SH Shared-Other 245560
WESTPORT INNOVATIONS INC COM 960908309 2046 50000 SH Shared-Other 50000
WEYERHAEUSER CO. COM 962166104 121 5500 SH Sole 5500
1172 53450 SH Shared-Other 1900 51550
WILLIAMS COS INC DEL COM 969457100 3811 123694 SH Sole 71205 12182 40307
12774 414614 SH Shared-Other 325154 89460
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 4130 118079 SH Sole 82057 36022
55333 1581859 SH Shared-Other 1581259 600
WPX ENERGY INC COM 98212B103 8339 463016 SH Sole 40153 283890 138973
10856 602793 SH Shared-Other 2140 550836 49817
WESTERN ASSET CLYM INFL OPP COM 95766R104 142 11070 SH Shared-Other 11070
XCEL ENERGY INC COM 98389B100 1030 38916 SH Sole 338 1782 36796
4955 187175 SH Shared-Other 121298 65877
XEROX CORP. COM 984121103 7051 873157 SH Sole 100319 521108 251730
17259 2137308 SH Shared-Other 2037603 99705
YAHOO INC COM 984332106 22461 1475731 SH Sole 741074 484431 250226
35508 2332974 SH Shared-Other 6350 2208289 118335
YINGLI GREEN ENERGY HLDG CO ADR 98584B103 4915 1357815 SH Shared-Other 1357815
ZIMMER HLDGS INC COM 98956P102 306 4756 SH Shared-Other 4656 100
ZOLL MED CORP COM 989922109 1700 18350 SH Sole 18350
ZYNGA INC CL A 98986T108 394 30000 SH Sole 30000
MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 1056 1000000 PRN Sole 1000000
PRICELINE COM INC NOTE 0.750% 9/3 741503AP1 106 100000 PRN Sole 100000
SANDISK CORP NOTE 1.000% 5/1 80004CAD3 3551 3000000 PRN Sole 1000000 1430000 570000
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1 56 SH Sole 56
625 58723 SH Shared-Other 58723
CRESUD SA COMERCIAL *W EXP 05/22/201 P3311R192 2 29050 SH Shared-Other 29050
FORD MTR CO DEL NOTE 4.250%12/1 345370134 191 55000 SH Sole 55000
23 6505 SH Shared-Other 6505
GENERAL MTRS CO *W EXP 07/10/201 37045V118 3130 188208 SH Sole 60000 91451 36757
141 8471 SH Shared-Other 8471
HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 336 25200 SH Sole 25200
JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 349 26066 SH Shared-Other 26066
KINDER MORGAN 6/40 PUT PUT 8QH990827 1459 2279 SH PUT Sole 2279
KINDER MORGAN 6/35 CALL CALL 7QA990817 245 700 SH CALL Sole 700