UNITED STATES | ||||||||||
SECURITIES AND EXCHANGE COMMISSION | ||||||||||
Washington, DC 20549 | ||||||||||
SCHEDULE 13G | ||||||||||
Under the Securities Exchange Act of 1934 | ||||||||||
(Amendment No. 5)* | ||||||||||
POWERSHARES DB G10 CURRENCY HARVEST FUND | ||||||||||
(Name of Issuer) | ||||||||||
ETP | ||||||||||
(Title of Class of Securities) | ||||||||||
73935Y102 | ||||||||||
(CUSIP Number) | ||||||||||
3/31/2015 | ||||||||||
(Date of Event Which Requires Filing of this Statement) | ||||||||||
Check the appropriate box to designate the rule pursuant to which this Schedule is | ||||||||||
filed: | ||||||||||
T | Rule 13d-1(b) | |||||||||
£ | Rule 13d-1(c) | |||||||||
£ | Rule 13d-1(d) | |||||||||
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form | ||||||||||
with respect to the subject class of securities, and for any subsequent amendment containing | ||||||||||
information which would alter the disclosures provided in a prior cover page. | ||||||||||
The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the | ||||||||||
purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the | ||||||||||
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, | ||||||||||
see the Notes.) |
CUSIP No. 73935Y102 | 13G | Page 2 of 7 Pages | ||||||||
1. | NAME OF REPORTING PERSON I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) IndexIQ Advisors LLC 02-0811753 |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||||||
(a) | £ | |||||||||
(b) | £ | |||||||||
3. | SEC USE ONLY | |||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER | ||||||||
2,277,889 | ||||||||||
6. | SHARED VOTING POWER | |||||||||
0 | ||||||||||
7. | SOLE DISPOSITIVE POWER | |||||||||
2,277,889 | ||||||||||
8. | SHARED DISPOSITIVE POWER | |||||||||
0 | ||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|||||||||
2,277,889 | ||||||||||
10. | CHECK
BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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£ | ||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 40.68% (see reponse to Item 4) |
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12. | TYPE OF REPORTING PERSON* (see instructions) IA |
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*SEE INSTRUCTIONS BEFORE FILLING OUT |
Page 3 of 7 Pages | ||||||||||
Item 1(a). | Name of Issuer: | |||||||||
PowerShares DB G10 Currency Harvest Fund | ||||||||||
Item 1(b). | Address of Issuer's Principal Executive Offices: | |||||||||
3500 Lacey Road, Suite 700 | ||||||||||
Downers Grove, Illinois | ||||||||||
Item 2(a). | Name of Persons Filing: | |||||||||
Item 2(b). | Address of Principal Business Office, or if None, Residence: | |||||||||
Item 2(c). | Citizenship | |||||||||
IndexIQ Advisors LLC | ||||||||||
800 Westchester Avenue Suite S-710 | ||||||||||
Rye Brook, NY 10573 | ||||||||||
(Delaware) | ||||||||||
Item 2(d). | Title of Class of Securities: | |||||||||
ETP | ||||||||||
Item 2(e). | CUSIP Number: | |||||||||
73935Y102 |
Page 4 of 7 Pages | ||||||||||
Item 3. | If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), | |||||||||
Check Whether the Person Filing is a: | ||||||||||
(a) | £ | Broker or dealer registered under Section 15 of the Exchange | ||||||||
Act (15 U.S.C 78o). | ||||||||||
(b) | £ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||||||
(c) | £ | Insurance company as defined in Section 3(a)(19) of the | ||||||||
Exchange Act (15 U.S.C. 78c). | ||||||||||
(d) | £ | Investment company registered under Section 8 of the | ||||||||
Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||||||||||
(e) | T | An investment adviser in accordance with §240.13d- | ||||||||
1(b)(1)(ii)(E). | ||||||||||
(f) | £ | An employee benefit plan or endowment fund in accordance | ||||||||
with §240.13d-1(b)(1)(ii)(F). | ||||||||||
(g) | £ | A parent holding company or control person in accordance | ||||||||
with §240.13d-1(b)(1)(ii)(G). | ||||||||||
(h) | £ | A savings association as defined in Section 3(b) of the Federal | ||||||||
Deposit Insurance Act (12 U.S.C. 1813); | ||||||||||
(i) | £ | A church plan that is excluded from the definition of an | ||||||||
investment company under Section 3(c)(14) of the Investment | ||||||||||
Company Act of 1940 (15 U.S.C. 80a-3); | ||||||||||
(j) | £ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | ||||||||
If this statement is filed pursuant to Rule 13d-1 (c), check this box. | £ |
Page 5 of 7 Pages | ||||||||||
Item 4. Ownership | ||||||||||
If the percent of class owned, as of December 31 of the year covered by the statement, | ||||||||||
or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds | ||||||||||
five percent, provide the following information as of that date and identify those shares | ||||||||||
which there is a right to acquire. | ||||||||||
(a) | Amount beneficially owned: 2,277,889 | |||||||||
(b) | Percent of class: 40.68% | |||||||||
(c) | Number of shares as to which such person has: | |||||||||
(i) Sole power to vote or to direct the vote: 2,277,889 | ||||||||||
(ii) Shared power to vote or to direct the vote: none | ||||||||||
(iii) Sole power to dispose or to direct the disposition of: 2,277,889 | ||||||||||
(iv) Shared power to dispose or to direct the disposition of: none |
Page 6 of 7 Pages | ||||||||||
Item 5. | Ownership of Five Percent or Less of a Class | |||||||||
If this statement is being filed to report the fact that as of the date hereof the | ||||||||||
reporting person has ceased to be the beneficial owner of more than five percent | ||||||||||
of the class of securities, check the following | £ | |||||||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |||||||||
If any other person is known to have the right to receive or the power to direct | ||||||||||
the receipt of dividends from, or the proceeds from the sale of, such | ||||||||||
securities, a statement to that effect should be included in response to this | ||||||||||
item and, if such interest relates to more than five percent of the class, such | ||||||||||
person should be identified. A listing of the shareholders of an investment | ||||||||||
company registered under the Investment Company Act of 1940 or the | ||||||||||
beneficiaries of employee benefit plan, pension fund or endowment fund is not | ||||||||||
required. | ||||||||||
Not applicable. | ||||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security | |||||||||
Being Reported on by the Parent Holding Company. | ||||||||||
Not applicable. | ||||||||||
Item 8. | Identification and Classification of Members of the Group. | |||||||||
Not applicable. | ||||||||||
Item 9. | Notice of Dissolution of Group. | |||||||||
Not applicable. | ||||||||||
Item 10. | Certification. | |||||||||
By signing below I certify that, to the best of my knowledge and belief, the | ||||||||||
securities referred to above were acquired and are held in the ordinary course of | ||||||||||
business and were not acquired and are not held for the purpose of or with the | ||||||||||
effect of changing or influencing the control of the issuer of the securities and | ||||||||||
were not acquired and are not held in connection with or as a participant in any | ||||||||||
transaction having that purpose or effect. |
Page 7 of 7 Pages | ||||||||||
SIGNATURE | ||||||||||
After reasonable inquiry and to the best of my knowledge and belief, I certify that | ||||||||||
the information set forth in this statement is true, complete and correct. | ||||||||||
Dated this 8th day of April, 2015 | ||||||||||
IndexIQ Advisors LLC | ||||||||||
By: /s/ Adam S. Patti | ||||||||||
Adam S. Patti | ||||||||||
CEO |