-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CjXa2OIqgD7OBs24p6HDNwF2cnPt5fNE7MGEZNC2N/EmBW6plYKE77ACjbBePB2b xeUP7DGOHfCHndmKOhme5Q== 0001111830-08-000979.txt : 20080820 0001111830-08-000979.hdr.sgml : 20080820 20080820144819 ACCESSION NUMBER: 0001111830-08-000979 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080820 DATE AS OF CHANGE: 20080820 EFFECTIVENESS DATE: 20080820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SURGEONS DIVERSIFIED INVESTMENT FUND CENTRAL INDEX KEY: 0001354715 IRS NUMBER: 205255875 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21868 FILM NUMBER: 081029887 BUSINESS ADDRESS: STREET 1: 633 N. SAINT CLAIR STREET CITY: CHICAGO STATE: IL ZIP: 60611-3211 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: SURGEONS INVESTMENT FUNDS DATE OF NAME CHANGE: 20060308 FORMER COMPANY: FORMER CONFORMED NAME: Surgeons Funds DATE OF NAME CHANGE: 20060228 0001354715 S000012833 Surgeons Diversified Investment Fund C000034695 Surgeons Diversified Investment Fund ACSFX N-PX 1 npx-0608.txt SURGEONS DIVERSIFIED INVESTMENT FUND - FORM N-PX -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0582 Expires: April 30, 2009 Estimated average burden hours per response 14.4 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21868 ----------------------------------------- Surgeons Diversified Investment Fund ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 633 N. Clair Street Chicago, Illinois 60611 ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Savitri P. Pai Surgeons Asset Management, LLC 633 N. Clair Street Chicago, Illinois 60611 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (312) 202-5056 ---------------------- Date of fiscal year end: August 31 ----------------------------------------- Date of reporting period: July 1, 2007 - June 30, 2008 ---------------------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ITEM 1. PROXY VOTING RECORD. Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management. SIGNATURES ---------- [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Surgeons Diversified Investment Fund _________________________________________________________________ By (Signature and Title)* /s/ Savitri P. Pai ____________________________________________________ Savitri P. Pai, President Date August 19, 2008 ________________________________________________________________________ * Print the name and title of each signing officer under his or her signature.
SURGEONS DIVERSIFIED INVESTMENT FUND TICKER: ACSFX PROXY VOTING RECORD - ---------------------------------------------------------------------------------------------------------------------------------- For shareholder meetings held from July 1, 2007 through June 30, 2008 - ---------------------------------------------------------------------------------------------------------------------------------- How did the Fund Cast Proposed by its Vote? Did the Fund Shareholder Issuer or For, vote For or Ticker Meeting Brief Identification Security Did the Against, Against Issuer Name Symbol CUSIP Date of the Matter Voted On Holder? Fund Vote? Abstain Management? - ---------------------------------------------------------------------------------------------------------------------------------- Northern Institutional Funds Government Select BGSXX 665278701 01/29/2008 Election of Trustees Security No N/A N/A Portfolio Holder Amend Investment Advisory Security No N/A N/A Agreement between their Holder fund(s) (except for multi- manager funds) and investment adviser reflecting a change in renewal date of the agreement to June 30 of each year. - ----------------------------------------------------------------------------------------------------------------------------------
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