0001354457-24-000188.txt : 20240321
0001354457-24-000188.hdr.sgml : 20240321
20240321142141
ACCESSION NUMBER: 0001354457-24-000188
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20240321
DATE AS OF CHANGE: 20240321
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CEMTREX INC
CENTRAL INDEX KEY: 0001435064
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37464
BUSINESS ADDRESS:
STREET 1: 276 GREENPOINT AVE. BLD 8 SUITE 208
CITY: BROOKLYN
STATE: NY
ZIP: 11222
BUSINESS PHONE: 631 756 9116
MAIL ADDRESS:
STREET 1: 276 GREENPOINT AVE. BLD 8 SUITE 208
CITY: BROOKLYN
STATE: NY
ZIP: 11222
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Nasdaq Stock Market LLC
CENTRAL INDEX KEY: 0001354457
ORGANIZATION NAME:
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: One Liberty Plaza
CITY: New York
STATE: NY
ZIP: 10006
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: Office of General Counsel
STREET 2: 805 King Farm Blvd.
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: The Nasdaq Stock Market LLC
DATE OF NAME CHANGE: 20060224
25-NSE
1
primary_doc.xml
X0203
0001354457
Nasdaq Stock Market LLC
0001435064
CEMTREX INC
001-37464
19 Engineers Lane
Farmingdale
NY
NEW YORK
11735
5168161400
Series 1 Preferred Stock
17 CFR 240.12d2-2(b)
Aravind Menon
Hearings Advisor
2024-03-20
EX-99.25
2
cetxpdelistreason.txt
Delisting Determination, The Nasdaq Stock Market, LLC, March 21, 2024,
Cemtrex Inc.
The Nasdaq Stock Market LLC (the Exchange) has determined to remove
from listing the Series 1 Preferred Stock of Cemtrex Inc., effective
at the opening of the trading session on April 1, 2024.
Based on review of information provided by the Company, Nasdaq Staff
determined that the Company preferred stock no longer qualified for
listing on the Exchange pursuant to Listing Rule 5550(a)(2).
The Company was notified of the Staff determination on July 25, 2023.
On July 25, 2023, the Company exercised its right to appeal the Staff
determination to the Listing Qualifications Hearings Panel (Panel)
pursuant to Listing Rule 5815.
On December 12, 2023, upon review of the information provided by the
Company, the Panel determined to grant the Company request to remain
listed in the Exchange subject to a series of milestones.
Based on the Company failure to meet the terms of the exception, on
January 18, 2024, the Panel issued a final decision denying the Company
preferred stock continued listing and notified the Company that trading
in the Company preferred stock securities would be suspended on January
22, 2024. The Company did not appeal the Panel decision to the Nasdaq Listing
and Hearing Review Council (Council) and the Council did not call the matter
for review. The Staff determination to delist the Company became final on
March 4, 2024.