0001354457-23-000863.txt : 20231120
0001354457-23-000863.hdr.sgml : 20231120
20231120084534
ACCESSION NUMBER: 0001354457-23-000863
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Strategies Acquisition Corp.
CENTRAL INDEX KEY: 0001817565
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-260434
BUSINESS ADDRESS:
STREET 1: C/O CELTIC ASSET & EQUITY PARTNERS, LTD.
STREET 2: 2626 COLE AVENUE SUITE 300
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: (972) 560-4815
MAIL ADDRESS:
STREET 1: C/O CELTIC ASSET & EQUITY PARTNERS, LTD.
STREET 2: 2626 COLE AVENUE SUITE 300
CITY: DALLAS
STATE: TX
ZIP: 75204
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Nasdaq Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: One Liberty Plaza
CITY: New York
STATE: NY
ZIP: 10006
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: Office of General Counsel
STREET 2: 805 King Farm Blvd.
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: The Nasdaq Stock Market LLC
DATE OF NAME CHANGE: 20060224
25-NSE
1
primary_doc.xml
X0203
0001354457
Nasdaq Stock Market LLC
0001817565
Financial Strategies Acquisition Corp.
333-260434
2626 Cole Avenue, Suite 300
Dallas
TX
TEXAS
75201
214-949-1677
Class A Common Stock, Rights, Warrants
17 CFR 240.12d2-2(b)
Aravind Menon
Hearings Advisor
2023-11-20
EX-99.25
2
fxcodelistreason.txt
Delisting Determination, The Nasdaq Stock Market, LLC, November 20, 2023,
Financial Strategies Acquisition Corp.
The Nasdaq Stock Market LLC (the Exchange) has determined to remove
from listing the securities of Financial Strategies Acquisition Corp.,
effective at the opening of the trading session on November 30, 2023.
Based on review of information provided by the Company, Nasdaq
Staff determined that the Company no longer qualified for listing
on the Exchange pursuant to Listing Rule 5250(f). The Company was
notified of the Staff determination on April 21, 2023. On May 1, 2023,
the Company exercised its right to appeal the Staff determination to
the Listing Qualifications Hearings Panel (Panel) pursuant to Rule 5815.
On May 1, 2023, Staff issued an additional delist determination for the
Company failure to meet the periodic filing requirements in Listing
Rule 5250(c)(1). On May 9, 2023, the Panel issued a partial compliance
letter as the Company had cured its deficiency under Rule 5250(f).
On May 23, 2023, Staff issued an additional delist determination for the
Company failure to meet the periodic filing requirements in Listing
Rule 5250(c)(1). On June 22, 2023, the Panel issued a decision denying
the Company request for an exception. On June 28, 2023, following a
request from the Company, the Panel reconsidered its decision. On July 7,
2023, upon review of the information provided by the Company, the Panel
determined to grant the Company request to remain listed in the Exchange
subject to a series of milestones. Based on the Company failure to meet
the terms of the exception, on August 29, 2023, the Panel issued a final
decision denying the Company continued listing and notified the Company
that trading in the Company securities would be suspended on August 31,
2023. The Company did not appeal the Panel decision to the Nasdaq Listing
and Hearing Review Council (Council) and the Council did not call
the matter for review. The Staff determination to delist the Company
became final on October 13, 2023.