0001354457-19-000662.txt : 20191217
0001354457-19-000662.hdr.sgml : 20191217
20191217133830
ACCESSION NUMBER: 0001354457-19-000662
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20191217
DATE AS OF CHANGE: 20191217
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Atlas Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001539894
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 275466079
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35816
BUSINESS ADDRESS:
STREET 1: 953 AMERICAN LANE, 3RD FLOOR
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
BUSINESS PHONE: 847-472-6700
MAIL ADDRESS:
STREET 1: 953 AMERICAN LANE, 3RD FLOOR
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: The Nasdaq Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: One Liberty Plaza
CITY: New York
STATE: NY
ZIP: 10006
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: Office of General Counsel
STREET 2: 805 King Farm Blvd.
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
The Nasdaq Stock Market LLC
0001539894
Atlas Financial Holdings, Inc.
001-35816
953 American Way, 3rd Floor
Schaumburg
IL
ILLINOIS
60173
847-472-6700
6.625% Senior Unsecured Notes Due 2022
17 CFR 240.12d2-2(b)
Aravind Menon
Hearings Advisor
2019-12-17
EX-99.25
2
afhbldelistreason.txt
Delisting Determination, The Nasdaq Stock Market LLC,
December 17, 2019, Atlas Financial Holdings, Inc. The Nasdaq
Stock Market LLC. (the Exchange) has determined to remove
from listing the 6.625 Percent Senior Unsecured Notes Due 2022 of
Atlas Financial Holdings, Inc. (the Company), effective at
the opening of the trading session on December 27, 2019.
Based on review of information provided by the Company,
Nasdaq Staff determined that the Company 6.625 Percent Senior
Unsecured Notes Due 2022 no longer qualified for listing
on the Exchange pursuant to Nasdaq Listing Rule 5250(c)(1).
The Company was notified of the Staff determination on
July 22, 2019 and an additional determination on August 16,
2019. The Company appealed the determination to a Hearing Panel.
Upon review of the information provided by the Company,
the Panel issued a decision dated October 15, 2019, granting
the Company request to transfer shares to the Nasdaq Capital
Market, pursuant to an exception that also included several
milestones that the Company is required to meet. As a result
of the Panel decision, the Company unsecured notes could no
longer trade on Nasdaq and would be suspended on October 17, 2019.
The Company did not request a review of the Panel decision by the
Nasdaq Listing and Hearing Review Council. The Listing Council
did not call the matter for review. The Panels Determination to
delist the Company became final on October 21, 2019.