0001354457-16-000299.txt : 20160217
0001354457-16-000299.hdr.sgml : 20160217
20160217092618
ACCESSION NUMBER: 0001354457-16-000299
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquid Holdings Group, Inc.
CENTRAL INDEX KEY: 0001562594
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 455070568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36024
BUSINESS ADDRESS:
STREET 1: 111 RIVER STREET, STE. 1204
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: (212) 293-1836
MAIL ADDRESS:
STREET 1: 111 RIVER STREET, STE. 1204
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
FORMER COMPANY:
FORMER CONFORMED NAME: Liquid Holdings Group LLC
DATE OF NAME CHANGE: 20121120
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
NASDAQ Stock Market LLC
0001562594
Liquid Holdings Group, Inc.
001-36024
111 River Street, Suite 1204
Hoboken
NJ
NEW JERSEY
07030
(212) 293-1836
Common Stock
17 CFR 240.12d2-2(b)
Amy Horton
Hearings Advisor
2016-02-17
EX-99.25
2
liqddelistreason.txt
Delisting Determination,The Nasdaq Stock Market, LLC,
February 17, 2016, Liquid Holdings Group, Inc. The Nasdaq
Stock Market, Inc. (the Exchange) has determined to remove
from listing the common stock of Liquid Holdings Group, Inc.
(the Company), effective at the opening of the trading
session on February 29, 2016. Based on review of information
provided by the Company, Nasdaq Staff determined that the
Company no longer qualified for listing on the Exchange
pursuant to Listing Rule 5250(c)(1).
The Company was notified of the Staffs
determination on September 21, 2015. The Company appealed
the determination to a Hearing Panel. On October 26, 2015,
the Company withdrew its request for an appeal.
The Staff determination to delist the Company
became final on October 28, 2015.