0001354457-16-000298.txt : 20160217 0001354457-16-000298.hdr.sgml : 20160217 20160217092608 ACCESSION NUMBER: 0001354457-16-000298 CONFORMED SUBMISSION TYPE: 25-NSE CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROI Acquisition Corp. II CENTRAL INDEX KEY: 0001581607 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-36068 BUSINESS ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-825-0400 MAIL ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ Stock Market LLC CENTRAL INDEX KEY: 0001354457 IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 9600 BLACKWELL RD CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-978-4144 MAIL ADDRESS: STREET 1: 9600 BLACKWELL RD CITY: ROCKVILLE STATE: MD ZIP: 20850 25-NSE 1 primary_doc.xml X0203 0001354457 NASDAQ Stock Market LLC 0001581607 ROI Acquisition Corp. II 001-36068
601 Lexington Avenue, 51st Floor New York NY NEW YORK 10022
(212)-377-4252
Common Stock, Unit, Warrant 17 CFR 240.12d2-2(b) Amy Horton Hearings Advisor 2016-02-17
EX-99.25 2 roiqdelistreason.txt Delisting Determination,The Nasdaq Stock Market, LLC, February 17, 2016, ROI Acquisition Corp. II. The Nasdaq Stock Market, Inc. (the Exchange) has determined to remove from listing the common stock, unit and warrant of ROI Acquisition Corp. II (the Company), effective at the opening of the trading session on February 29, 2016. Based on review of information provided by the Company, Nasdaq Staff determined that the Company no longer qualified for listing on the Exchange pursuant to Listing Rules 5620(a) and 5620(b). The Company was notified of the Staffs determination on January 2, 2015. The Company appealed the determination to a Hearing Panel. Upon review of the information provided by the Company, the Panel issued a decision dated February 9, 2015, granting the Company continued listing pursuant to an exception that included several milestones that the Company was required to meet, towards the toal of regaining compliance with Listing Rules 5620(a), 5620(b) and 5550(a)(3). However, the Company was unable to meet the exception milestones as required. On October 29, 2015, the Panel issued a final delisting determination and notified the Company that trading in the Companys securities would be suspended on November 2, 2015. The Company did not request a review of the Panels decision by the Nasdaq Listing and Hearing Review Council. The Listing Council did not call the matter for review. The Panels Determination to delist the Company became final on December 14, 2015.