0001354457-16-000298.txt : 20160217
0001354457-16-000298.hdr.sgml : 20160217
20160217092608
ACCESSION NUMBER: 0001354457-16-000298
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ROI Acquisition Corp. II
CENTRAL INDEX KEY: 0001581607
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36068
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
NASDAQ Stock Market LLC
0001581607
ROI Acquisition Corp. II
001-36068
601 Lexington Avenue, 51st Floor
New York
NY
NEW YORK
10022
(212)-377-4252
Common Stock, Unit, Warrant
17 CFR 240.12d2-2(b)
Amy Horton
Hearings Advisor
2016-02-17
EX-99.25
2
roiqdelistreason.txt
Delisting Determination,The Nasdaq Stock Market, LLC,
February 17, 2016, ROI Acquisition Corp. II.
The Nasdaq Stock Market, Inc. (the Exchange) has determined to
remove from listing the common stock, unit and warrant of
ROI Acquisition Corp. II
(the Company), effective at the opening of the trading
session on February 29, 2016. Based on review of information
provided by the Company, Nasdaq Staff determined that the
Company no longer qualified for listing on the Exchange
pursuant to Listing Rules 5620(a) and 5620(b).
The Company was notified
of the Staffs determination on January 2, 2015. The
Company appealed the determination to a Hearing Panel.
Upon review of the information provided by the Company,
the Panel issued a decision dated February 9, 2015, granting
the Company continued listing pursuant to an exception
that included several milestones that the Company was
required to meet, towards the toal of regaining compliance
with Listing Rules 5620(a), 5620(b) and 5550(a)(3).
However, the Company was
unable to meet the exception milestones as required.
On October 29, 2015, the Panel issued a final delisting
determination and notified the Company that trading in the Companys
securities would be suspended on November 2, 2015.
The Company did not request a review of the Panels decision
by the Nasdaq Listing and Hearing Review Council. The
Listing Council did not call the matter for review.
The Panels Determination to delist the Company
became final on December 14, 2015.