0001354457-14-000209.txt : 20141211
0001354457-14-000209.hdr.sgml : 20141211
20141211092607
ACCESSION NUMBER: 0001354457-14-000209
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20141211
DATE AS OF CHANGE: 20141211
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Tri-Tech Holding, Inc.
CENTRAL INDEX KEY: 0001460801
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34427
BUSINESS ADDRESS:
STREET 1: 16TH FLOOR, TOWER B
STREET 2: RENJI PLAZA NO. 101, JINGSHUN ROAD
CITY: CHAOYANG DISTRICT, BEIJING
STATE: F4
ZIP: 100102
BUSINESS PHONE: (86-10) 57323666
MAIL ADDRESS:
STREET 1: 16TH FLOOR, TOWER B
STREET 2: RENJI PLAZA NO. 101, JINGSHUN ROAD
CITY: CHAOYANG DISTRICT, BEIJING
STATE: F4
ZIP: 100102
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
NASDAQ Stock Market LLC
0001460801
Tri-Tech Holding, Inc.
001-34427
10th Floor of Tower B, Baoneng Center
Futong East Road
Chaoyang District Beijing
F4
CHINA
100102
86 1057323666
Ordinary Shares
17 CFR 240.12d2-2(b)
Amy Horton
Hearings Advisor
2014-12-11
EX-99.25
2
tritdelistreason.txt
On February 27, 2014, NASDAQ Listing Qualifications staff (Staff) notified
Tri-Tech Holding, Inc. (Company) that it determined to delist the Company
based on Rules 5101 and 5250(a)(1). On March 5, 2014, the Company
exercised its right to appeal the Staffs determination to the Listing
Qualifications Hearings Panel (Panel) pursuant to Rule 5815. A Panel hearing
was held on March 27, 2014. On April 2, 2014, Staff notified the Company
that it was also subject to delisting pursuant to Rule 5250(c)(1) for
failure to file timely its Form 10-K for the year ended December 31, 2013.
On April 14, 2014, the Panel issued a decision that affirmed Staffs
determination to delist the Company. On April 29, 2014, the Company
exercised its right to appeal the April 14, 2014 Panel decision to the
Nasdaq Listing and Hearing Review Council (Council) pursuant to Rule 5820(a).
On July 18, 2014, the Council issued a decision that affirmed the April 14,
2014 Panel decision to delist the Companys securities. On November 17, 2014,
the Company was provided notice that the Nasdaq Board of Directors declined
to call the Council decision for review pursuant to Rule 5825(a).